This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

LPL FINANCIAL LLC

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Apr 18, 1980earliest registration or exam on IAPD

Years in industry

46derivedfrom the industry start date

Years at current firm

2derivedfrom the current registration's begin date

Prior firms

3

Current registrations

1

Registered states

2

Exams

S63|S65

First exam

Apr 18, 1980

First registration

Jul 31, 1993

Dual registered

yes, broker-dealer

Other names

JOE TOM KING|joe tom king

IAPD individual key

269945

• Occurred

  Jun 7, 2024
  Advisor changed firm

  Joe Tom King left Ameriprise Financial Services, Llc for Lpl Financial Llc (registered 2024-06-04)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:b21b7f30-c612-d86e-0e3f-502d44b8148e

First observed

Jul 31, 1993

Last observed

Sep 14, 2026 7 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.