A••• K•••••••

Advisor at W••••••••• A•••• M•••••••••

INDIANAPOLIS, IN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b220976a-3c2c-f207-f06b-b16706cc4199

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:33 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jan 21, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••••••• A•••• M•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 18, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W••••••••• A•••• M•••••••••	Independent wealth	Oct 3, 2024	n/a	yes	INDIANAPOLIS, IN	Current employment
S••••• W••••• A•••••••• I•••	No RAUM reported	Jan 3, 2012	Feb 9, 2015	no	INDIANAPOLIS, IN	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••• W••••• A•••••••• I•••	W••••••••• A•••• M•••••••••	Feb 9, 2015	Oct 3, 2024	3,524	Firm change after gap	Other
C•••••• S••••• • C••• I•••	S••••• W••••• A•••••••• I•••	Dec 31, 2011	Jan 3, 2012

Relationships

Registered with (4)

→ W••••••••• A•••• M•••••••••Registered adviserregistration: current employment
Oct 3, 2024 to presentfactForm ADV
→ S••••• W••••• A•••••••• I•••Registered adviserregistration: previous registration
Jan 3, 2012 to Feb 9, 2015factForm ADV
→ C•••••• S••••• • C••• I•••Registered adviserregistration: previous registration
Apr 4, 2007 to Dec 31, 2011factForm ADV
→ U•• F•••••••• S••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b220976a-3c2c-f207-f06b-b16706cc4199
First observed: Jan 21, 2005
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.