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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

WALLINGTON ASSET MANAGEMENT

WALLINGTON ASSET MANAGEMENT, LLC, CRD 143360

INDIANAPOLIS, IN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:88794595-2a74-720e-ab80-76cd0036bab6

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:22 PM UTC and rebuilt at most every 15 minutes.

Relationships: 16
Dated events: 4
On other graphs: 0
Observed: Mar 8, 2012 to Mar 31, 2026
39 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.86 fund_share=0.0 institutional_share=0.13 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $1.3BItem 5.F on the latest filing (2026-03-31); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.3B
Private client RAUM: $1.1BderivedItem 5.D individuals plus high net worth individuals
Private client share: 86%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 8
RAUM per advisor: $165Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 17
Advisory employees: 8
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 930
Individual clients: 109
High net worth clients: 197
Custody, client assets: $361M
SEC number: 801-67613
CRD: 143360
Filings on the tape: 39
First filed: Mar 8, 2012
Latest filed: Mar 31, 2026
Organised: Limited Liability Company, IN
Website: wallington.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
TERENCE PAUL WEISS	n/a	INDIANAPOLIS, IN	19	42	1	no
JEFFREY GERMAINE DOWDEN	Chartered Financial Analyst	INDIANAPOLIS, IN	19	36	1	no
MICHAEL ANTHONY CHARLES	Certified Financial Planner	INDIANAPOLIS, IN	13	35	3	no
DANIEL ROBERT KLEMKOSKY	Certified Financial Planner\|Chartered Financial Analyst	INDIANAPOLIS, IN	11	15	n/a	no
Christopher Patrick Weiss	Certified Financial Planner	INDIANAPOLIS, IN	10	13	n/a	no
Samuel Oliphant	Certified Financial Planner\|Chartered Financial Analyst	INDIANAPOLIS, IN	5	10	n/a	no
ALAN KOVALSKY	n/a	INDIANAPOLIS, IN	1	21	3	no
Bryce Luedtke	n/a	INDIANAPOLIS, IN	0	10	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
DOWDEN, JEFFREY, GERMAINE	EXECUTIVE VICE PRESIDENT	Na	yes	03/2007	Mar 31, 2026	Mar 31, 2026
Swhear, John, Carl	CHIEF COMPLIANCE OFFICER	Na	yes	10/2019	Mar 31, 2026	Mar 31, 2026
WEISS, TERENCE, PAUL	PRESIDENT/MANAGING MEMBER	E	yes	02/2007	Mar 8, 2012	Mar 28, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 15 of 16

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 31, 2026	$1.3B	$1.3B	17	8	0	n/a	n/a
2024	Mar 31, 2025	$1.2B	$1.2B	18	9	0	n/a	n/a
2023	Mar 28, 2024	$1.1B	$1.1B	16	8	0	n/a	n/a
2022	Mar 29, 2023	$930M	$930M	16	8	0	n/a	n/a
2021	Mar 31, 2022	$1.0B	$1.0B	16	7	0	n/a	n/a
2020	Mar 24, 2021	$909M	$909M	16	6	0	n/a	n/a
2019	Mar 27, 2020	$812M	$812M	16	6	0	n/a	n/a
2018	Feb 11, 2019	$676M	$676M	18	7	0	n/a	n/a
2017	Mar 22, 2018	$708M	$708M	16	7	0	n/a	n/a
2016	Jan 23, 2017	$617M	$617M	17	7	n/a	n/a	n/a
2015	Jan 20, 2016	$587M	$587M	18	8	n/a	n/a	n/a
2014	Mar 18, 2015	$570M	$570M	17	7	n/a	n/a	n/a
2013	Jan 17, 2014	$499M	$499M	19	9	n/a	n/a	n/a
2012	Jan 18, 2013	$422M	$422M	15	5	n/a	n/a	n/a
2011	Mar 8, 2012	$387M	$387M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	1	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.3B	$1.2B	14.4%	$930M	12.3%	17	18	0	0

Relationships

Registered with (13)

← Bryce LuedtkeAdvisorregistration: current employment
Jan 9, 2026 to presentfactForm ADV
← ALAN KOVALSKYAdvisorregistration: current employment
Oct 3, 2024 to presentfactForm ADV
← Samuel OliphantAdvisorregistration: current employment
Aug 21, 2021 to presentfactForm ADV
← Christopher Patrick WeissAdvisorregistration: current employment
Mar 31, 2016 to presentfactForm ADV
← DANIEL ROBERT KLEMKOSKYAdvisorregistration: current employment
Aug 18, 2015 to presentfactForm ADV
← MICHAEL ANTHONY CHARLESAdvisorregistration: current employment
Nov 21, 2012 to presentfactForm ADV
← TERENCE PAUL WEISSAdvisorregistration: current employment
Mar 2, 2007 to presentfactForm ADV
← JEFFREY GERMAINE DOWDENAdvisorregistration: current employment
Mar 2, 2007 to presentfactForm ADV
← DAMIAN ROSS KRAMERAdvisorregistration: previous registration
Jan 29, 2020 to Mar 19, 2021factForm ADV
← Audrey BruchAdvisorregistration: previous registration
Nov 21, 2012 to Jun 28, 2016factForm ADV
← JAMES BLAKE GUYLERAdvisorregistration: previous registration
Jan 10, 2014 to Apr 11, 2014factForm ADV
← JOHN WENDELL ROSEBROUGHAdvisorregistration: previous registration
Apr 5, 2007 to Jul 31, 2009factForm ADV
← Frank Joseph EspositoAdvisorregistration: previous registration
Jul 7, 2008 to Nov 12, 2008factForm ADV

Controls (3)

← WEISS, TERENCE, PAULOwnerPRESIDENT/MANAGING MEMBER, ownership code E, individual
Mar 8, 2012 to Mar 28, 2024factForm ADV
← DOWDEN, JEFFREY, GERMAINEOwnerEXECUTIVE VICE PRESIDENT, ownership code NA, individual
Mar 8, 2012 to Mar 28, 2024factForm ADV
← Swhear, John, CarlOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Oct 24, 2019 to Mar 28, 2024factForm ADV

Dated events

Occurred
Oct 24, 2019
Control person joined
Carl John Swhear (Chief Compliance Officer) appeared on Schedule A of Wallington Asset Management
Form ADVobserved 4 days ago
Occurred
Oct 24, 2019
Control person left
Richard Bradley Stark (Chief Compliance Officer) no longer on Schedule A of Wallington Asset Management (listed 2019-06-26, absent 2019-10-24)
Form ADVobserved 4 days ago
Occurred
Jun 26, 2019
Control person left
Javier Enrique Rendon (Chief Compliance Officer) no longer on Schedule A of Wallington Asset Management (listed 2019-02-11, absent 2019-06-26)
Form ADVobserved 4 days ago
Occurred
Jun 26, 2019
Control person joined
Richard Bradley Stark (Chief Compliance Officer) appeared on Schedule A of Wallington Asset Management
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:88794595-2a74-720e-ab80-76cd0036bab6
First observed: Mar 8, 2012
Last observed: Mar 31, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

WALLINGTON ASSET MANAGEMENT

WALLINGTON ASSET MANAGEMENT, LLC, CRD 143360

INDIANAPOLIS, IN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:88794595-2a74-720e-ab80-76cd0036bab6

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:22 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

TERENCE PAUL WEISS

n/a

INDIANAPOLIS, IN

JEFFREY GERMAINE DOWDEN

Chartered Financial Analyst

INDIANAPOLIS, IN

MICHAEL ANTHONY CHARLES

Certified Financial Planner

INDIANAPOLIS, IN

DANIEL ROBERT KLEMKOSKY

Certified Financial Planner|Chartered Financial Analyst

INDIANAPOLIS, IN

n/a

Christopher Patrick Weiss

Certified Financial Planner

INDIANAPOLIS, IN

n/a

Samuel Oliphant

Certified Financial Planner|Chartered Financial Analyst

INDIANAPOLIS, IN

n/a

ALAN KOVALSKY

n/a

INDIANAPOLIS, IN

Bryce Luedtke

n/a

INDIANAPOLIS, IN

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

DOWDEN, JEFFREY, GERMAINE

EXECUTIVE VICE PRESIDENT

yes

03/2007

Mar 31, 2026

Swhear, John, Carl

CHIEF COMPLIANCE OFFICER

yes

10/2019

Mar 31, 2026

WEISS, TERENCE, PAUL

PRESIDENT/MANAGING MEMBER

yes

02/2007

Mar 8, 2012

Mar 28, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 31, 2026

$1.3B

n/a

2024

Mar 31, 2025

$1.2B

n/a

2023

Mar 28, 2024

$1.1B

n/a

2022

Mar 29, 2023

$930M

n/a

2021

Mar 31, 2022

$1.0B

n/a

2020

Mar 24, 2021

$909M

n/a

2019

Mar 27, 2020

$812M

n/a

2018

Feb 11, 2019

$676M

n/a

2017

Mar 22, 2018

$708M

n/a

2016

Jan 23, 2017

$617M

n/a

2015

Jan 20, 2016

$587M

n/a

2014

Mar 18, 2015

$570M

n/a

2013

Jan 17, 2014

$499M

n/a

2012

Jan 18, 2013

$422M

n/a

2011

Mar 8, 2012

$387M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$1.3B

$1.2B

14.4%

$930M

12.3%