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RIA / WealthAdvisor16 years in industry

Stephen Alexander Kim Sin Belasco

Advisor at STAINES FINANCIAL, LLC

ROSEVILLE, CA

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Search this name across graphsid dfx:ria:b2230e20-7816-cfbb-5a3b-6cf2f5029c5f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:17 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Feb 19, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: STAINES FINANCIAL, LLC
Current firm class: asset managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 1, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Feb 14, 2013
First registration: Feb 19, 2013
Dual registered: no
Other names: ALEX BELASCO|ALEX BELASCO|Stephen Belasco|Alex Belasco|Stephen Alexander Kim Sin Belasco|Alex Belasco
IAPD individual key: 5843249

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
STAINES FINANCIAL, LLC	Asset manager	Feb 3, 2020	n/a	yes	ROSEVILLE, CA	Current employment
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	No RAUM reported	Jul 3, 2019	Oct 14, 2019	no	SACRAMENTO, CA	Previous registration
SPRINGER FINANCIAL ADVISORS	Former SEC adviser	Aug 27, 2018	Oct 4, 2018	no	SACRAMENTO, CA	Previous registration
BANCWEST INVESTMENT SERVICES, INC. (BWIS)	Former SEC adviser	Oct 4, 2017	Jul 31, 2018	no	SACRAMENTO, CA\|SACRAMENTO, CA	Previous registration
Spc	Bd affiliated wealth	Feb 19, 2013	Sep 28, 2017	no	CONCORD, CA\|ANN ARBOR, MI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	STAINES FINANCIAL, LLC	Oct 14, 2019	Feb 3, 2020	112	Firm change	Other
SPRINGER FINANCIAL ADVISORS	NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	Oct 4, 2018	Jul 3, 2019	272	Firm change	Other
BANCWEST INVESTMENT SERVICES, INC. (BWIS)	SPRINGER FINANCIAL ADVISORS	Jul 31, 2018	Aug 27, 2018	27	Firm change	Ibd to RIA
Spc	BANCWEST INVESTMENT SERVICES, INC. (BWIS)	Sep 28, 2017	Oct 4, 2017	6	Firm change	Other

Relationships

Registered with (5)

→ STAINES FINANCIAL, LLCRegistered adviserregistration: current employment
Feb 3, 2020 to presentfactForm ADV
→ NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLCRegistered adviserregistration: previous registration
Jul 3, 2019 to Oct 14, 2019factForm ADV
→ SPRINGER FINANCIAL ADVISORSRegistered adviserregistration: previous registration
Aug 27, 2018 to Oct 4, 2018factForm ADV
→ BANCWEST INVESTMENT SERVICES, INC. (BWIS)Registered adviserregistration: previous registration
Oct 4, 2017 to Jul 31, 2018factForm ADV
→ SPCRegistered adviserregistration: previous registration
Feb 19, 2013 to Sep 28, 2017factForm ADV

Dated events

No dated event names this entity yet.