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RIA / WealthAdvisordual registered (broker-dealer)27 years in industry

JUSTIN TODD GOLDMAN

Advisor at LPL FINANCIAL LLC

ROCHESTER, NY

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Search this name across graphsid dfx:ria:b226636d-0f3b-976f-5156-9bbddf5b497a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:05 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Jan 24, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 26, 1998earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Oct 26, 1998
First registration: Jan 24, 2001
Dual registered: yes, broker-dealer
IAPD individual key: 3142376

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Jul 8, 2019	n/a	yes	ROCHESTER, NY	Current employment
MORNINGSTAR INVESTMENT SERVICES LLC	Former SEC adviser	Jun 13, 2018	Jun 28, 2019	no	Rochester, NY\|Haverford, PA\|CHICAGO, IL\|CHICAGO, IL\|CHICAGO, IL	Previous registration
SEI INVESTMENTS MANAGEMENT CORP	Mixed wealth	Nov 27, 2012	Feb 27, 2018	no	ROCHESTER, NY\|OAKS, PA	Previous registration
MANNING & NAPIER ADVISORS, LLC	Mixed wealth	Oct 21, 2002	Oct 23, 2012	no	ROCKVILLE, MD\|FAIRPORT, NY\|FAIRPORT, NY\|FAIRPORT, NY	Previous registration
MANNING & NAPIER ADVISORS, LLC	Mixed wealth	Apr 24, 2002	Apr 24, 2002	no	ROCHESTER, NY	Previous registration
MANNING & NAPIER ADVISORY ADVANTAGE COMPANY, LLC	Former SEC adviser	Jan 24, 2001	Oct 23, 2012	no	ROCKVILLE, MD\|FAIRPORT, NY\|FAIRPORT, NY\|FAIRPORT, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MORNINGSTAR INVESTMENT SERVICES LLC	LPL FINANCIAL LLC	Jun 28, 2019	Jul 8, 2019	10	Firm change	RIA to RIA
SEI INVESTMENTS MANAGEMENT CORP	MORNINGSTAR INVESTMENT SERVICES LLC	Feb 27, 2018	Jun 13, 2018	106	Firm change	Other
MANNING & NAPIER ADVISORS, LLC	SEI INVESTMENTS MANAGEMENT CORP	Oct 23, 2012	Nov 27, 2012	35	Firm change	Other
MANNING & NAPIER ADVISORY ADVANTAGE COMPANY, LLC	MANNING & NAPIER ADVISORS, LLC	Oct 23, 2012	Apr 24, 2002	-3,835	Firm change after gap	Other

Relationships

Registered with (5)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Jul 8, 2019 to presentfactForm ADV
→ MORNINGSTAR INVESTMENT SERVICES LLCRegistered adviserregistration: previous registration
Jun 13, 2018 to Jun 28, 2019factForm ADV
→ SEI INVESTMENTS MANAGEMENT CORPRegistered adviserregistration: previous registration
Nov 27, 2012 to Feb 27, 2018factForm ADV
→ MANNING & NAPIER ADVISORS, LLCRegistered adviserregistration: previous registration
Oct 21, 2002 to Oct 23, 2012factForm ADV
→ MANNING & NAPIER ADVISORY ADVANTAGE COMPANY, LLCRegistered adviserregistration: previous registration
Jan 24, 2001 to Oct 23, 2012factForm ADV

Dated events

No dated event names this entity yet.