DFX Intelligence

A•••••••• J••••• V•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner12 years in industry

A•••••••• J••••• V•••••••••

Advisor at W••••• E••••••••• A••••••• S•••••••• L••

PLYMOUTH, MN | WARREN, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b23241d9-4024-b5c2-0a7a-cb3858259311

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:32 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jun 27, 2017 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••• E••••••••• A••••••• S•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W••••• E••••••••• A••••••• S•••••••• L••	Bd affiliated wealth	Oct 11, 2019	n/a	yes	PLYMOUTH, MN\|WARREN, NJ	Current employment
A••• W••••• S•••••••••	Former SEC adviser	Jun 27, 2017	Oct 2, 2019	no	WARREN, NJ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••• W••••• S•••••••••	W••••• E••••••••• A••••••• S•••••••• L••	Oct 2, 2019	Oct 11, 2019	9	Firm change	RIA to ibd

Team moves

••• Locked

Team	Left	Joined	From	Kind
109859:116407:NJ:2019-10-02	Oct 2, 2019	Oct 11, 2019	WARREN, NJ	Firm change

Relationships

Registered with (2)

→ W••••• E••••••••• A••••••• S•••••••• L••Registered adviserregistration: current employment
Oct 11, 2019 to presentfactForm ADV
→ A••• W••••• S•••••••••Registered adviserregistration: previous registration
Jun 27, 2017 to Oct 2, 2019factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b23241d9-4024-b5c2-0a7a-cb3858259311
First observed: Jun 27, 2017
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.