This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

RBC SECURITIES, INC.

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Sep 1, 2013earliest registration or exam on IAPD

Years in industry

13derivedfrom the industry start date

Years at current firm

0derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

1

Exams

S66

First exam

Dec 13, 2022

First registration

Dec 13, 2022

Dual registered

yes, broker-dealer

IAPD individual key

7528255

• Occurred

  Dec 31, 2025
  Advisor changed firm

  Kurtis L Munoz left Raymond James & Associates, Inc. for Rbc Securities, Inc. (registered 2026-03-17)

  Form ADVobserved 5 days ago
• Occurred

  Mar 16, 2023
  Advisor changed firm

  Kurtis L Munoz left Morgan Stanley for Raymond James & Associates, Inc. (registered 2023-04-05)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:b23fede0-2af1-7704-9705-90bc4e3d8b0a

First observed

Dec 13, 2022

Last observed

Sep 14, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.