DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at GEARHART & ASSOCIATES
CINCINNATI, OH | Windsor, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| GEARHART & ASSOCIATES | Independent wealth | Jul 14, 2022 | n/a | yes | Windsor, CA|CINCINNATI, OH | Current employment |
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | Apr 10, 2020 | Jun 30, 2022 | no | Santa Rosa, CA|CINCINNATI, OH | Previous registration |
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | Dec 26, 2013 | Jul 15, 2019 | no | CINCINNATI, OH|CINCINNATI, OH | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Sep 30, 2013 | Dec 26, 2013 | no | CINCINNATI, OH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES, INC. | GEARHART & ASSOCIATES | Jun 30, 2022 | Jul 14, 2022 | 14 | Firm change | Ibd to new firm |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | RAYMOND JAMES & ASSOCIATES, INC. | Dec 26, 2013 | Dec 26, 2013 | 0 | Firm change | Wirehouse to ibd |