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RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

JASON W PLEMONS

Advisor at LPL FINANCIAL LLC

PULLMAN, WA

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Search this name across graphsid dfx:ria:b24201b1-16db-9c6b-0ca6-da2dae749ab9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:45 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Dec 26, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 2, 2001earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S63|S65|S66
First exam: Nov 2, 2001
First registration: Dec 26, 2001
Dual registered: yes, broker-dealer
Other names: JASON WARREN PLEMONS |JASON WARREN PLEMONS|JASON PLEMONS
IAPD individual key: 4462031

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Jan 7, 2025	n/a	yes	PULLMAN, WA	Current employment
PETERSEN HASTINGS WEALTH ADVISORS, INC.	Independent wealth	Aug 24, 2018	May 10, 2023	no	KENNEWICK, WA	Previous registration
WADDELL & REED	Former SEC adviser	Jul 31, 2008	Feb 27, 2017	no	KENNEWICK, WA\|PULLMAN, WA\|SEATTLE, WA	Previous registration
U.S. BANCORP INVESTMENTS, INC.	Former SEC adviser	May 21, 2007	Jun 27, 2008	no	Colfax, WA\|MOSCOW, ID\|Pullman, WA\|MOSCOW, ID	Previous registration
WADDELL & REED	Former SEC adviser	Dec 26, 2001	Dec 31, 2002	no	PULLMAN , WA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PETERSEN HASTINGS WEALTH ADVISORS, INC.	LPL FINANCIAL LLC	May 10, 2023	Jan 7, 2025	608	Firm change after gap	RIA to ibd
WADDELL & REED	PETERSEN HASTINGS WEALTH ADVISORS, INC.	Feb 27, 2017	Aug 24, 2018	543	Firm change after gap	Other
U.S. BANCORP INVESTMENTS, INC.	WADDELL & REED	Jun 27, 2008	Jul 31, 2008	34	Firm change	Other
WADDELL & REED	U.S. BANCORP INVESTMENTS, INC.	Dec 31, 2002	May 21, 2007	1,602	Firm change after gap	Other

Relationships

Registered with (4)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Jan 7, 2025 to presentfactForm ADV
→ PETERSEN HASTINGS WEALTH ADVISORS, INC.Registered adviserregistration: previous registration
Aug 24, 2018 to May 10, 2023factForm ADV
→ WADDELL & REEDRegistered adviserregistration: previous registration
Jul 31, 2008 to Feb 27, 2017factForm ADV
→ U.S. BANCORP INVESTMENTS, INC.Registered adviserregistration: previous registration
May 21, 2007 to Jun 27, 2008factForm ADV

Dated events

Occurred
May 10, 2023
Advisor changed firm
Jason W Plemons left Petersen Hastings Wealth Advisors, Inc. for Lpl Financial Llc (registered 2025-01-07)
Form ADVobserved 5 days ago