RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• W• P••••••
- L•• F•••••••• L•• BD affiliated currentsince Jan 7, 2025 · Pullman, Wa
- P••••••• H••••••• W••••• A•••••••• I••• independent RIAAug 24, 2018 to May 10, 2023 · Kennewick, Wa
- W•••••• • R••• formerJul 31, 2008 to Feb 27, 2017 · Kennewick, Wa
- U••• B•••••• I••••••••• I••• formerMay 21, 2007 to Jun 27, 2008 · Colfax, Wa
- W•••••• • R••• formerDec 26, 2001 to Dec 31, 2002 · Pullman , Wa
- P••••••• H••••••• W••••• A•••••••• I••• to L•• F•••••••• L••left May 10, 2023, registered Jan 7, 2025 (608 days) · RIA to affiliated broker-dealer or bank
- W•••••• • R••• to P••••••• H••••••• W••••• A•••••••• I•••left Feb 27, 2017, registered Aug 24, 2018 (543 days) · Other
- U••• B•••••• I••••••••• I••• to W•••••• • R•••left Jun 27, 2008, registered Jul 31, 2008 (34 days) · Other
- W•••••• • R••• to U••• B•••••• I••••••••• I•••left Dec 31, 2002, registered May 21, 2007 (1602 days) · Other
- J•••• W• P•••••• left P••••••• H••••••• W••••• A•••••••• I••• for L•• F•••••••• L•• (registered 2025-01-07)May 10, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address