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RIA / WealthAdvisor21 years in industry

SHABANA MANSUR NATHOO

Advisor at NAVIGO WEALTH MANAGEMENT, LLC

NORTH RICHLAND HILLS, TX | Houston, TX

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Search this name across graphsid dfx:ria:b2444d43-8e81-0ef0-990b-8e08d9a00615

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:40 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jan 7, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: NAVIGO WEALTH MANAGEMENT, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 17, 2004earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66|S65
First exam: Dec 17, 2004
First registration: Jan 7, 2005
Dual registered: no
Other names: SHABANA M NATHOO|SHABANA NATHOO ODHWANI|SHABANA MANSUR NATHOO
IAPD individual key: 4717304

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
NAVIGO WEALTH MANAGEMENT, LLC	Independent wealth	May 9, 2017	n/a	yes	Houston, TX\|NORTH RICHLAND HILLS, TX	Current employment
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Apr 10, 2014	May 28, 2014	no	SUGAR LAND, TX	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jan 3, 2011	Jan 5, 2012	no	HOUSTON, TX\|HOUSTON, TX\|HOUSTON, TX	Previous registration
WELLS FARGO INVESTMENTS, LLC	n/a	Jan 7, 2005	Jan 3, 2011	no	HOUSTON, TX\|HOUSTON, TX\|HOUSTON, TX\|HOUSTON, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
AMERIPRISE FINANCIAL SERVICES, LLC	NAVIGO WEALTH MANAGEMENT, LLC	May 28, 2014	May 9, 2017	1,077	Firm change after gap	Ibd to RIA
WELLS FARGO ADVISORS	AMERIPRISE FINANCIAL SERVICES, LLC	Jan 5, 2012	Apr 10, 2014	826	Firm change after gap	Wirehouse to ibd
WELLS FARGO INVESTMENTS, LLC	WELLS FARGO ADVISORS	Jan 3, 2011	Jan 3, 2011	0	Bulk transfer	Other

Relationships

Registered with (4)

→ NAVIGO WEALTH MANAGEMENT, LLCRegistered adviserregistration: current employment
May 9, 2017 to presentfactForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Apr 10, 2014 to May 28, 2014factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jan 3, 2011 to Jan 5, 2012factForm ADV
→ WELLS FARGO INVESTMENTS, LLCRegistered adviserregistration: previous registration
Jan 7, 2005 to Jan 3, 2011factForm ADV

Dated events

No dated event names this entity yet.