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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Analystdual registered (broker-dealer)18 years in industry

FREDERICK WILLIAM JACKSON

Advisor at CETERA INVESTMENT ADVISERS LLC

WEST CHATHAM, MA | HARWICH, MA | OSTERVILLE, MA

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Search this name across graphsid dfx:ria:b2622852-df50-84b5-2361-d3e9ffadada7

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:16 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Aug 5, 2013 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CETERA INVESTMENT ADVISERS LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 18, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner|Chartered Financial Analyst
Exams: S63|S65
First exam: Apr 18, 2008
First registration: Aug 5, 2013
Dual registered: yes, broker-dealer
Other names: RICK JACKSON|FREDERICK JACKSON
IAPD individual key: 2545657

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Sep 5, 2025	n/a	yes	OSTERVILLE, MA\|WEST CHATHAM, MA\|HARWICH, MA	Current employment
AVANTAX ADVISORY SERVICES	Former SEC adviser	Oct 25, 2019	Sep 5, 2025	no	OSTERVILLE, MA\|West Chatham, MA\|Harwich, MA	Previous registration
1ST GLOBAL ADVISORS INC	Former SEC adviser	Oct 18, 2019	Oct 25, 2019	no	OSTERVILLE, MA	Previous registration
INTEGRATED WEALTH CONCEPTS LLC	Independent wealth	Jun 6, 2017	Sep 11, 2019	no	Rockland, MA	Previous registration
OSAIC INSTITUTIONS, INC.	Bd affiliated wealth	Aug 5, 2013	May 16, 2017	no	Hyannis, MA\|HYANNIS, MA\|MERIDEN, CT\|Harwich, MA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
AVANTAX ADVISORY SERVICES	CETERA INVESTMENT ADVISERS LLC	Sep 5, 2025	Sep 5, 2025	0	Bulk transfer	Ibd to ibd
1ST GLOBAL ADVISORS INC	AVANTAX ADVISORY SERVICES	Oct 25, 2019	Oct 25, 2019	0	Bulk transfer	Ibd to ibd
INTEGRATED WEALTH CONCEPTS LLC	1ST GLOBAL ADVISORS INC	Sep 11, 2019	Oct 18, 2019	37	Firm change	RIA to ibd
OSAIC INSTITUTIONS, INC.	INTEGRATED WEALTH CONCEPTS LLC	May 16, 2017	Jun 6, 2017	21	Firm change	Other

Relationships

Registered with (5)

→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: current employment
Sep 5, 2025 to presentfactForm ADV
→ AVANTAX ADVISORY SERVICESRegistered adviserregistration: previous registration
Oct 25, 2019 to Sep 5, 2025factForm ADV
→ 1ST GLOBAL ADVISORS INCRegistered adviserregistration: previous registration
Oct 18, 2019 to Oct 25, 2019factForm ADV
→ INTEGRATED WEALTH CONCEPTS LLCRegistered adviserregistration: previous registration
Jun 6, 2017 to Sep 11, 2019factForm ADV
→ OSAIC INSTITUTIONS, INC.Registered adviserregistration: previous registration
Aug 5, 2013 to May 16, 2017factForm ADV

Dated events

No dated event names this entity yet.