RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
F•••••••• W•••••• J••••••
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Sep 5, 2025 · Osterville, Ma
- A•••••• A••••••• S••••••• formerOct 25, 2019 to Sep 5, 2025 · Osterville, Ma
- 1•• G••••• A••••••• I•• formerOct 18, 2019 to Oct 25, 2019 · Osterville, Ma
- I••••••••• W••••• C••••••• L•• independent RIAJun 6, 2017 to Sep 11, 2019 · Rockland, Ma
- O•••• I••••••••• I••• BD affiliatedAug 5, 2013 to May 16, 2017 · Hyannis, Ma
- A•••••• A••••••• S••••••• to C••••• I••••••••• A••••••• L••left Sep 5, 2025, registered Sep 5, 2025 (0 days) · corporate re-registration, not a move
- 1•• G••••• A••••••• I•• to A•••••• A••••••• S•••••••left Oct 25, 2019, registered Oct 25, 2019 (0 days) · corporate re-registration, not a move
- I••••••••• W••••• C••••••• L•• to 1•• G••••• A••••••• I••left Sep 11, 2019, registered Oct 18, 2019 (37 days) · RIA to affiliated broker-dealer or bank
- O•••• I••••••••• I••• to I••••••••• W••••• C••••••• L••left May 16, 2017, registered Jun 6, 2017 (21 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address