This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

state registeredderivedon the IAPD state feed, not SEC-registered

Regulatory AUM

$319MItem 5.F on the latest filing (2026-09-03); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$319M

Private client RAUM

$319MderivedItem 5.D individuals plus high net worth individuals

Private client share

100%derivedprivate client RAUM over total RAUM

Employees

4

Advisory employees

4

Offices

1Schedule D 1.F, beyond the principal office

Accounts

1,583

Individual clients

462

High net worth clients

154

SEC number

801-137439

CRD

140283

Filings on the tape

1

First filed

Sep 3, 2026

Latest filed

Sep 3, 2026

Organised

Limited Liability Company, WI

Website

duellstrategies.com

• Occurred

  Jul 22, 2024
  Advisor changed firm

  Elizabeth Marie Fields left Duell Financial Strategies for Associated Investment Services, Inc. (registered 2024-07-25)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:b2637bc7-cb96-d618-16c9-104b2971e7ad

First observed

Sep 3, 2026

Last observed

Sep 3, 2026 18 days ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.