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RIA / WealthAdvisordual registered (broker-dealer)18 years in industry

Elizabeth Marie Fields

Advisor at THRIVENT INVESTMENT MANAGEMENT INC.

MINNEAPOLIS, MN

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Search this name across graphsid dfx:ria:034ca78a-b197-78fd-38ac-e687b37e01c1

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:30 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 3
On other graphs: 0
Observed: Sep 4, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: THRIVENT INVESTMENT MANAGEMENT INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 8, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S66|S63
First exam: Jul 8, 2008
First registration: Sep 4, 2018
Dual registered: yes, broker-dealer
Other names: ELIZABETH MARIE MORRIS|ELIZABETH FIELDS
IAPD individual key: 5546702

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
THRIVENT INVESTMENT MANAGEMENT INC.	Bd affiliated wealth	Feb 12, 2026	n/a	yes	MINNEAPOLIS, MN	Current employment
ASSOCIATED INVESTMENT SERVICES, INC.	Independent wealth	Jul 25, 2024	Nov 25, 2025	no	GREEN BAY, WI	Previous registration
DUELL FINANCIAL STRATEGIES	State registered	Mar 4, 2024	Jul 22, 2024	no	APPLETON, WI	Previous registration
THRIVENT INVESTMENT MANAGEMENT INC.	Bd affiliated wealth	Jun 16, 2021	Dec 18, 2023	no	Greenwood Village, CO	Previous registration
THRIVENT INVESTMENT MANAGEMENT INC.	Bd affiliated wealth	Sep 4, 2018	Jun 8, 2021	no	Greenwood Village, CO\|APPLETON, WI\|Greenwood Village, CO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ASSOCIATED INVESTMENT SERVICES, INC.	THRIVENT INVESTMENT MANAGEMENT INC.	Nov 25, 2025	Feb 12, 2026	79	Firm change	RIA to ibd
DUELL FINANCIAL STRATEGIES	ASSOCIATED INVESTMENT SERVICES, INC.	Jul 22, 2024	Jul 25, 2024	3	Firm change	Other
THRIVENT INVESTMENT MANAGEMENT INC.	DUELL FINANCIAL STRATEGIES	Dec 18, 2023	Mar 4, 2024	77	Firm change	Ibd to state RIA

Relationships

Registered with (3)

→ THRIVENT INVESTMENT MANAGEMENT INC.Registered adviserregistration: previous registration
Jun 16, 2021 to Dec 18, 2023factForm ADV
→ ASSOCIATED INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Jul 25, 2024 to Nov 25, 2025factForm ADV
→ DUELL FINANCIAL STRATEGIESRegistered adviserregistration: previous registration
Mar 4, 2024 to Jul 22, 2024factForm ADV

Dated events

Occurred
Nov 25, 2025
Advisor changed firm
Elizabeth Marie Fields left Associated Investment Services, Inc. for Thrivent Investment Management Inc. (registered 2026-02-12)
Form ADVobserved 6 days ago
Occurred
Jul 22, 2024
Advisor changed firm
Elizabeth Marie Fields left Duell Financial Strategies for Associated Investment Services, Inc. (registered 2024-07-25)
Form ADVobserved 6 days ago
Occurred
Dec 18, 2023
Advisor changed firm
Elizabeth Marie Fields left Thrivent Investment Management Inc. for Duell Financial Strategies (registered 2024-03-04)
Form ADVobserved 6 days ago