DFX Intelligence

S•••• D•••• M•••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisor25 years in industry

S•••• D•••• M•••••

Advisor at K•••••••• W••••• M••••••••• L••

Chicago, IL | GRANTS PASS, OR

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b26d089b-27f2-f85d-ba88-270a9a55d816

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:04 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Apr 24, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: K•••••••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 8, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
K•••••••• W••••• M••••••••• L••	Independent wealth	Jun 10, 2016	n/a	yes	Chicago, IL\|GRANTS PASS, OR	Current employment
U••••• A•••••••	Former SEC adviser	Aug 2, 2012	Jul 28, 2016	no	CHICAGO, IL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
U••••• A•••••••	K•••••••• W••••• M••••••••• L••	Jul 28, 2016	Jun 10, 2016	-48	Firm change after gap	Other
A••••• F•••••••• P•••••••• I•••	U••••• A•••••••	Aug 1, 2012	Aug 2, 2012

Relationships

Registered with (7)

→ K•••••••• W••••• M••••••••• L••Registered adviserregistration: current employment
Jun 10, 2016 to presentfactForm ADV
→ U••••• A•••••••Registered adviserregistration: previous registration
Aug 2, 2012 to Jul 28, 2016factForm ADV
→ A••••• F•••••••• P•••••••• I•••Registered adviserregistration: previous registration
Dec 9, 2010 to Aug 1, 2012factForm ADV
→ A•••• A•••• M••••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b26d089b-27f2-f85d-ba88-270a9a55d816
First observed: Apr 24, 2002
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.