DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Scott David Martin
Feed of 09/14/2026
At current firm
10 y
since Jun 10, 2016
In the industry
25 y
since Jun 8, 2001 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Kingsview Wealth Management, LLC independent RIA currentsince Jun 10, 2016 · Chicago, Il
- United Advisors formerAug 2, 2012 to Jul 28, 2016 · Chicago, Il
- Ausdal Financial Partners, Inc. independent RIADec 9, 2010 to Aug 1, 2012 · Downers Grove, Il
- Qa3 Financial LLC unclassifiedNov 11, 2010 to Dec 23, 2010 · Chicago, Il
- Waterstone Financial Group, Inc. unclassifiedJan 13, 2006 to Sep 4, 2009 · Boston, Ma
- Vsr Advisory Services formerAug 23, 2004 to Dec 31, 2005 · Chicago, Il
- Astor Asset Management LLC formerApr 24, 2002 to Feb 8, 2011 · Chicago, Il
Moves
a registration end followed by a registration begin elsewhere
- United Advisors to Kingsview Wealth Management, LLCleft Jul 28, 2016, registered Jun 10, 2016 (-48 days) · Other
- Ausdal Financial Partners, Inc. to United Advisorsleft Aug 1, 2012, registered Aug 2, 2012 (1 days) · Other
- Astor Asset Management LLC to Vsr Advisory Servicesleft Feb 8, 2011, registered Aug 23, 2004 (-2360 days) · Other
- Qa3 Financial LLC to Ausdal Financial Partners, Inc.left Dec 23, 2010, registered Dec 9, 2010 (-14 days) · Other
- Waterstone Financial Group, Inc. to Qa3 Financial LLCleft Sep 4, 2009, registered Nov 11, 2010 (433 days) · Other
- Vsr Advisory Services to Waterstone Financial Group, Inc.left Dec 31, 2005, registered Jan 13, 2006 (13 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address