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I•••• F•••••••• F•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner16 years in industry

I•••• F•••••••• F•••••

Advisor at C••••••• P•••••••• I•••

Des Moines, IA

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Search this name across graphsid dfx:ria:b26e647f-9575-fecd-7047-68133d5d166c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:04 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Jul 8, 2022 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••• P•••••••• I•••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 1, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••• P•••••••• I•••	Independent wealth	Mar 31, 2025	n/a	yes	Des Moines, IA	Current employment
C•••••• L••	Independent wealth	Nov 30, 2023	Mar 25, 2025	no	Des Moines, IA\|ROCKFORD, IL

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• L••	C••••••• P•••••••• I•••	Mar 25, 2025	Mar 31, 2025	6	Firm change	RIA to RIA
A••••••••• F•••••••• S•••••••• L••	C•••••• L••	Oct 31, 2023

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
111221:171787:IL:2025-03-25	Mar 25, 2025	Mar 31, 2025	ROCKFORD, IL	Firm change

Relationships

Registered with (3)

→ C••••••• P•••••••• I•••Registered adviserregistration: current employment
Mar 31, 2025 to presentfactForm ADV
→ C•••••• L••Registered adviserregistration: previous registration
Nov 30, 2023 to Mar 25, 2025factForm ADV
→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Jul 8, 2022 to Oct 31, 2023factForm ADV

Dated events

Occurred
Mar 25, 2025
Advisor changed firm
I•••• F•••••••• F••••• left C•••••• L•• for C••••••• P•••••••• I••• (registered 2025-03-31)
Form ADVobserved 7 days ago
Occurred
Oct 31, 2023
Advisor changed firm
I•••• F•••••••• F••••• left A••••••••• F•••••••• S•••••••• L•• for C•••••• L•• (registered 2023-11-30)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b26e647f-9575-fecd-7047-68133d5d166c
First observed: Jul 8, 2022
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.