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F•••••• M•••••• K••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner37 years in industry

F•••••• M•••••• K••••

Advisor at I•••• F•••••••• S•••••••• I•••

LITTLE ROCK, AR

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Search this name across graphsid dfx:ria:b26e9ccb-84cf-b48f-b054-6e9c885f7548

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:01 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Nov 12, 1997 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I•••• F•••••••• S•••••••• I•••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 30, 1988earliest registration or exam on IAPD
Years in industry: 37derivedfrom the industry start date
Years at current firm: 20derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
I•••• F•••••••• S•••••••• I•••	Independent wealth	Feb 1, 2006	n/a	yes	LITTLE ROCK, AR	Current employment
H••••••••• F••••••••• I•••	Former SEC adviser	Nov 12, 1997	Oct 17, 2006	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
H••••••••• F••••••••• I•••	I•••• F•••••••• S•••••••• I•••	Oct 17, 2006	Feb 1, 2006	-258	Firm change after gap	Other

Relationships

Registered with (2)

→ I•••• F•••••••• S•••••••• I•••Registered adviserregistration: current employment
Feb 1, 2006 to presentfactForm ADV
→ H••••••••• F••••••••• I•••Registered adviserregistration: previous registration
Nov 12, 1997 to Oct 17, 2006factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b26e9ccb-84cf-b48f-b054-6e9c885f7548
First observed: Nov 12, 1997
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.