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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

HUTCHINSON FINANCIAL, INC.

CRD 111913

LITTLE ROCK, AR

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3c62bbec-733f-79ed-eb19-3d5f6763a754

Data as of Mar 26, 2015 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:42 AM UTC and rebuilt at most every 15 minutes.

Relationships: 17
Dated events: 0
On other graphs: 0
Observed: Feb 28, 2012 to Mar 26, 2015
11 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $175MItem 5.F on the latest filing (2015-03-26); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $175M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 7
Advisory employees: 4
Accounts: 552
SEC number: 801-33181
CRD: 111913
Filings on the tape: 11
First filed: Feb 28, 2012
Latest filed: Mar 26, 2015
Organised: Corporation, Arkansas

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ERIC HUTCHINSON	CHAIRMAN & PRESIDENT	E	yes	08/1988	Feb 28, 2012	Mar 26, 2015
HUTCHINSON, DONNA, RUTH	SECRETARY AND DIRECTOR	Na	no	08/2007	Feb 28, 2012	Mar 26, 2015
STONE, ROSE, M	CHIEF COMPLIANCE OFFICER/DIRECTOR	Na	no	01/2005	Feb 28, 2012	Mar 26, 2015

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
ERIC HUTCHINSON	n/a	n/a	n/a	Y	yes	n/a
MATTHEW E. SPECK	n/a	n/a	n/a	N	no	n/a
ROBERT THOMAS (CRUNCHER) GANT	n/a	n/a	n/a	N	no	n/a
TIMOTHY M. LONG	n/a	n/a	n/a	N	no	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Bentonville	Ar	United States	n/a	no
Texarkana	TX	United States	n/a	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2014	Mar 26, 2015	$175M	$175M	7	4	n/a	n/a	n/a
2013	Feb 20, 2014	$168M	$168M	8	5	n/a	n/a	n/a
2012	Feb 28, 2013	$145M	$145M	8	5	n/a	n/a	n/a
2011	Feb 28, 2012	$126M	$126M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2014	$175M	$168M	4.4%	$126M	11.5%	7	8	n/a	n/a

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
UNITED CAPITAL FINANCIAL ADVISORS	3	May 15, 2015	May 15, 2015	LITTLE ROCK, AR	Firm absorbed	Other	100.0%

Relationships

Owns (2)

← STONE, ROSE, MOwnerCHIEF COMPLIANCE OFFICER/DIRECTOR, ownership code NA, individual
Feb 28, 2012 to presentfactForm ADV
← HUTCHINSON, DONNA, RUTHOwnerSECRETARY AND DIRECTOR, ownership code NA, individual
Feb 28, 2012 to presentfactForm ADV

Controls (1)

← ERIC HUTCHINSONOwnerCHAIRMAN & PRESIDENT, ownership code E, domestic entity
Feb 28, 2012 to presentfactForm ADV

Moved with (1)

→ UNITED CAPITAL FINANCIAL ADVISORSRegistered adviser3 advisors, firm absorbed, same day
May 15, 2015 to May 15, 2015factForm ADV

Registered with (13)

← ERIC HUTCHINSONAdvisorregistration: previous registration
Jan 1, 1992 to May 15, 2015factForm ADV
← TIMOTHY MICHAEL LONGAdvisorregistration: previous registration
Jan 13, 2012 to May 15, 2015factForm ADV
← ROBERT THOMAS GANTAdvisorregistration: previous registration
May 4, 2012 to May 15, 2015factForm ADV
← DUSTIN RUSS JENKINSAdvisorregistration: previous registration
Apr 4, 2008 to Feb 10, 2014factForm ADV
← JOHN KEVIN KELLYAdvisorregistration: previous registration
Nov 12, 1997 to Oct 17, 2006factForm ADV
← DOUGLAS JACKSON SPENCERAdvisorregistration: previous registration
Dec 2, 1997 to Oct 17, 2006factForm ADV
← FRANCIS MATTHEW KELLYAdvisorregistration: previous registration
Nov 12, 1997 to Oct 17, 2006factForm ADV
← STEPHEN HENRY DESALVOAdvisorregistration: previous registration
Jan 1, 1992 to Oct 17, 2006factForm ADV
← PATRICK (AKA PATRICE) IFRAHAdvisorregistration: previous registration
May 8, 1992 to Oct 17, 2006factForm ADV
← ROBERT ELBERT HARRISAdvisorregistration: previous registration
Aug 23, 1996 to Oct 17, 2006factForm ADV
← KYLE ANTHONY PITTSAdvisorregistration: previous registration
Apr 3, 1998 to Oct 17, 2006factForm ADV
← JAMES CHARLES ERWINAdvisorregistration: previous registration
Aug 19, 1996 to Oct 17, 2006factForm ADV
← MICAH HARLEY BROWNAdvisorregistration: previous registration
Oct 3, 1996 to Oct 17, 2006factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3c62bbec-733f-79ed-eb19-3d5f6763a754
First observed: Feb 28, 2012
Last observed: Mar 26, 2015 139 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

HUTCHINSON FINANCIAL, INC.

CRD 111913

LITTLE ROCK, AR

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3c62bbec-733f-79ed-eb19-3d5f6763a754

Data as of Mar 26, 2015 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:42 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ERIC HUTCHINSON

CHAIRMAN & PRESIDENT

yes

08/1988

Feb 28, 2012

Mar 26, 2015

HUTCHINSON, DONNA, RUTH

SECRETARY AND DIRECTOR

08/2007

Feb 28, 2012

Mar 26, 2015

STONE, ROSE, M

CHIEF COMPLIANCE OFFICER/DIRECTOR

01/2005

Feb 28, 2012

Mar 26, 2015

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

ERIC HUTCHINSON

n/a

yes

n/a

MATTHEW E. SPECK

n/a

ROBERT THOMAS (CRUNCHER) GANT

n/a

TIMOTHY M. LONG

n/a

City

State

Country

Employees

Also broker-dealer

Bentonville

United States

n/a

Texarkana

United States

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2014

Mar 26, 2015

$175M

n/a

2013

Feb 20, 2014

$168M

n/a

2012

Feb 28, 2013

$145M

n/a

2011

Feb 28, 2012

$126M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2014

$175M

$168M

4.4%

$126M

11.5%

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

UNITED CAPITAL FINANCIAL ADVISORS

May 15, 2015

LITTLE ROCK, AR

Firm absorbed

Other

100.0%