DFX Intelligence

E•••••••• L••• B•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor18 years in industry

E•••••••• L••• B•••

Advisor at A••••••• F••••••••• L•••

FOLSOM, CA

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Search this name across graphsid dfx:ria:b26fc0b3-414a-c663-8fc1-ab890664c734

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:59 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Sep 23, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••• F••••••••• L•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jun 1, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••• F••••••••• L•••	Bd affiliated wealth	Dec 11, 2025	n/a	yes	FOLSOM, CA	Current employment
T•••• B••• C•••••• L••	Mixed wealth	Aug 9, 2021	Dec 5, 2025	no	DALLAS, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T•••• B••• C•••••• L••	A••••••• F••••••••• L•••	Dec 5, 2025	Dec 11, 2025	6	Firm change	RIA to ibd
W••••• I•••••••••	T•••• B••• C•••••• L••	Mar 23, 2015	Aug 9, 2021

Relationships

Registered with (3)

→ A••••••• F••••••••• L•••Registered adviserregistration: current employment
Dec 11, 2025 to presentfactForm ADV
→ T•••• B••• C•••••• L••Registered adviserregistration: previous registration
Aug 9, 2021 to Dec 5, 2025factForm ADV
→ W••••• I•••••••••Registered adviserregistration: previous registration
Sep 23, 2010 to Mar 23, 2015factForm ADV

Dated events

Occurred
Dec 5, 2025
Advisor changed firm
E•••••••• L••• B••• left T•••• B••• C•••••• L•• for A••••••• F••••••••• L••• (registered 2025-12-11)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b26fc0b3-414a-c663-8fc1-ab890664c734
First observed: Sep 23, 2010
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.