DFX Intelligence

Data Factory

RIA / WealthAdvisor34 years in industry

KENNETH JOSEPH SOROSKY

Advisor at CRESSET ASSET MANAGEMENT, LLC

CHICAGO, IL | SAN FRANCISCO, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b27b85a7-6ce4-ebc7-39a3-074fe12083a8

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:41 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 2
Observed: Jun 21, 2001 to Sep 15, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Kenneth Joseph Sorosky

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Venture Capitalidentity

Kenneth Joseph Sorosky

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CRESSET ASSET MANAGEMENT, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 28, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Feb 28, 1992
First registration: Jun 21, 2001
Dual registered: no
Other names: KJ SOROSKY
IAPD individual key: 2203827

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CRESSET ASSET MANAGEMENT, LLC	Independent wealth	May 2, 2023	n/a	yes	SAN FRANCISCO, CA\|CHICAGO, IL	Current employment
TRUE CAPITAL MANAGEMENT	Former SEC adviser	Mar 26, 2013	May 8, 2023	no	SAN FRANCISCO, CA	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Jun 21, 2001	Mar 11, 2013	no	Los Angeles, CA\|CENTURY CITY, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
TRUE CAPITAL MANAGEMENT	CRESSET ASSET MANAGEMENT, LLC	May 8, 2023	May 2, 2023	-6	Firm change	RIA to RIA
UBS FINANCIAL SERVICES INC.	TRUE CAPITAL MANAGEMENT	Mar 11, 2013	Mar 26, 2013	15	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
142962:288566:CA:2023-05-08	May 8, 2023	May 2, 2023	SAN FRANCISCO, CA	Firm change

Relationships

Registered with (3)

→ CRESSET ASSET MANAGEMENT, LLCRegistered adviserregistration: current employment
May 2, 2023 to presentfactForm ADV
→ TRUE CAPITAL MANAGEMENTRegistered adviserregistration: previous registration
Mar 26, 2013 to May 8, 2023factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Jun 21, 2001 to Mar 11, 2013factForm ADV

Dated events

Occurred
May 8, 2023
Advisor changed firm
Kenneth Joseph Sorosky left True Capital Management for Cresset Asset Management, Llc (registered 2023-05-02)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b27b85a7-6ce4-ebc7-39a3-074fe12083a8
First observed: Jun 21, 2001
Last observed: Sep 15, 2026 6 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

KENNETH JOSEPH SOROSKY

Advisor at CRESSET ASSET MANAGEMENT, LLC

CHICAGO, IL | SAN FRANCISCO, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b27b85a7-6ce4-ebc7-39a3-074fe12083a8

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:41 PM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

CRESSET ASSET MANAGEMENT, LLC

Independent wealth

May 2, 2023

n/a

yes

SAN FRANCISCO, CA|CHICAGO, IL

Current employment

TRUE CAPITAL MANAGEMENT

Former SEC adviser

Mar 26, 2013

May 8, 2023

SAN FRANCISCO, CA

Previous registration

UBS FINANCIAL SERVICES INC.

Wirehouse

Jun 21, 2001

Mar 11, 2013

Los Angeles, CA|CENTURY CITY, CA

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

TRUE CAPITAL MANAGEMENT

CRESSET ASSET MANAGEMENT, LLC

May 8, 2023

May 2, 2023

-6

Firm change

RIA to RIA

UBS FINANCIAL SERVICES INC.

TRUE CAPITAL MANAGEMENT

Mar 11, 2013

Mar 26, 2013

Firm change

Other

Team

Left

Joined

From

Kind

142962:288566:CA:2023-05-08

May 8, 2023

May 2, 2023

SAN FRANCISCO, CA

Firm change