DFX Intelligence

Data Factory

RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 1b 10b

TRUE CAPITAL MANAGEMENT

TRUE CAPITAL MANAGEMENT LLC, CRD 142962

SAN FRANCISCO, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d265d218-4828-abc3-54d1-5620a6972cda

Data as of Apr 30, 2023 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:29 AM UTC and rebuilt at most every 15 minutes.

Relationships: 49
Dated events: 19
On other graphs: 4
Observed: Mar 29, 2012 to Apr 30, 2023
38 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

True Capital Management

Private equity manager · shared crd

Venture Capitalidentity

True Capital Management

Venture manager · shared crd

Private Creditidentity

TRUE CAPITAL MANAGEMENT

Private credit manager · shared crd

Real Estate Fundsidentity

True Capital Management

Real estate fund manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $1.6BItem 5.F on the latest filing (2023-04-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.3B
Private client RAUM: $1.2BderivedItem 5.D individuals plus high net worth individuals
Private client share: 77%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 37
Advisory employees: 14
Offices: 5Schedule D 1.F, beyond the principal office
Accounts: 431
Individual clients: 194
High net worth clients: 180
Private funds: 54Schedule D 7.B(1)
Private fund GAV: $439Mgross asset value as reported per fund; never fund size
Custody, client assets: $70.0M
SEC number: 801-67503
CRD: 142962
Filings on the tape: 38
First filed: Mar 29, 2012
Latest filed: Apr 30, 2023
Organised: Limited Liability Company, Delaware

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
TRUE-CRESSET PALANTIR, LLC	Venture Capital Fund	$33.4M	Oct 22, 2021	62	Mar 26, 2021	dropped	021-374757
TRUE-ES	Venture Capital Fund	$17.3M	Oct 22, 2021	67	Mar 26, 2021	dropped	021-374722
SPAIN FITNESS VENTURES, LP	Venture Capital Fund	$15.8M	Apr 30, 2023	38	Mar 30, 2016	reported	n/a
TRUE CAPITAL VENTURES, LLC - SERIES III PALANTIR	Venture Capital Fund	$13.9M	Oct 22, 2021	60	Mar 30, 2015	dropped	n/a
TRUE CAPITAL VENTURES II, LLC - SERIES C	Venture Capital Fund	$6.7M	Mar 11, 2021	97	Mar 31, 2017	dropped	021-262783
DIRECT ACCESS FUND	Other Private Fund	$6.4M	Mar 27, 2014	38	Mar 29, 2012	dropped	n/a
MARIA MARIA CAPITAL PARTNERS, LLC	Private Equity Fund	$4.3M	Mar 30, 2015	26	Mar 29, 2012	dropped	n/a
TCM VENTURES, LLC - SERIES II	Private Equity Fund	$3.9M	May 1, 2013	73	Mar 29, 2012	dropped	021-170365
TCM EARLY STAGE FUND	Venture Capital Fund	$2.9M	May 1, 2013	19	Mar 29, 2012	dropped	n/a
TCM VENTURES, LLC - SERIES IV	Private Equity Fund	$1.9M	May 1, 2013	10	Mar 28, 2013	dropped	021-177043
TRUE CAPITAL VENTURES, LLC - SERIES IX	Venture Capital Fund	$1.8M	Mar 11, 2021	18	Mar 30, 2016	dropped	n/a
TRUE CAPITAL VENTURES II, LLC - SERIES F	Venture Capital Fund	$1.7M	Oct 22, 2021	25	Mar 29, 2019	dropped	021-328725
TCM VENTURES, LLC - SERIES V	Private Equity Fund	$1.5M	May 1, 2013	4	Mar 28, 2013	dropped	021-194047
TCM VENTURES, LLC - SERIES III	Private Equity Fund	$1.3M	May 1, 2013	12	Mar 29, 2012	dropped	021-173534
TRUE CAPITAL INTERNATIONAL I, LLC	Other Private Fund	$1.3M	Apr 1, 2020	7	Mar 29, 2012	dropped	n/a
SCTCM, LLC (DBA PREMIUM LENDING)	Other Private Fund	$836,353	Apr 1, 2020	4	Mar 27, 2014	dropped	n/a
DIRECT ACCESS II, LLC	Other Private Fund	$605,157	Mar 11, 2021	15	Mar 30, 2015	dropped	n/a
TRUE CAPITAL PARTNERS II, LLC	Real Estate Fund	$425,000	Mar 31, 2017	6	Mar 29, 2012	dropped	n/a
TRUE CAPITAL PARTNERS III, LLC	Venture Capital Fund	$358,294	Apr 30, 2023	3	Mar 27, 2014	reported	n/a
TRUE CAPITAL PARTNERS I, LLC	Real Estate Fund	$353,703	Apr 1, 2020	11	Mar 29, 2012	dropped	n/a
DIRECT ACCESS, LLC	Other Private Fund	$333,879	Mar 11, 2021	15	Mar 30, 2015	dropped	n/a
TCM VENTURES, LLC - SERIES I	Private Equity Fund	$47,047	May 1, 2013	37	Mar 29, 2012	dropped	021-170359

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
Boehm, Chris	BOARD MEMBER	Na	yes	01/2020	Mar 5, 2020	Apr 30, 2023
CRESSET PC TCM, LLC	Member	C	yes	01/2020	Mar 5, 2020	Apr 30, 2023
Germain, Michael, Anthony	CHIEF FINANCIAL OFFICER	Na	yes	04/2019	Mar 5, 2020	Apr 30, 2023
GOODMAN, HEATHER, KATHERINE	PRESIDENT, CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER	B	yes	01/2007	Mar 29, 2012	Apr 30, 2023
RAETZ, DOUGLAS, SCOTT	CHIEF EXECUTIVE OFFICER	B	yes	01/2007	Mar 29, 2012	Apr 30, 2023
STEIN, AVY, HOWARD	BOARD MEMBER	Na	yes	01/2020	Mar 5, 2020	Apr 30, 2023
BLAIR, KARIN, MARILEE	CHIEF INVESTMENT OFFICER	Na	no	12/2014	Mar 30, 2015	Apr 30, 2023
BOND, JACOB, DANIEL	MANAGING DIRECTOR	Na	no	01/2010	Mar 29, 2012	Apr 30, 2023
FINCHER, GARY, BRET	MANAGING DIRECTOR	Na	no	04/2022	Mar 30, 2023	Apr 30, 2023
SOROSKY, KENNETH, JOSEPH	MANAGING DIRECTOR	A	no	03/2013	Mar 27, 2014	Apr 30, 2023
STOUT, CHRISTOPHER, DWIGHT	MANAGING DIRECTOR	Na	no	04/2022	Mar 30, 2023	Apr 30, 2023

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
GLOBAL FITNESS VENTURES, LLC	n/a	n/a	n/a	Y	yes	n/a
SF 7X7 MANAGEMENT, LLC	n/a	n/a	n/a	Y	yes	n/a
TCRE SPONSOR MANAGEMENT I, LLC	n/a	n/a	n/a	Y	yes	n/a
TRUE CAPITAL INSURANCE SERVICES, LLC	n/a	n/a	n/a	Y	yes	n/a
TRUE CAPITAL REAL ESTATE MANAGEMENT II, LLC	n/a	n/a	n/a	Y	yes	n/a
TRUE CAPITAL REAL ESTATE MANAGEMENT III, LLC	n/a	n/a	n/a	Y	yes	n/a
TRUE CAPITAL REAL ESTATE MANAGEMENT IV, LLC	n/a	n/a	n/a	Y	yes	n/a
TRUE CAPITAL REAL ESTATE MANAGEMENT V, LLC	n/a	n/a	n/a	Y	yes	n/a
TRUE CAPITAL REAL ESTATE MANAGEMENT VI, LLC	n/a	n/a	n/a	Y	yes	n/a
TRUE CAPITAL REAL ESTATE MANAGEMENT, LLC	n/a	n/a	n/a	Y	yes	n/a
TRUE CAPITAL STRATEGIC INCOME MANAGEMENT, LLC	n/a	n/a	n/a	Y	yes	n/a
TRUE DC WALDORF PARTNERS MANAGEMENT I, LLC	n/a	n/a	n/a	Y	yes	n/a
TRUE LATIN VENTURES MANAGEMENT, LLC	n/a	n/a	n/a	Y	yes	n/a
TRUE NORCAL MANAGEMENT, LLC	n/a	n/a	n/a	Y	yes	n/a
TRUE VENTURES MANAGEMENT COMPANY, LLC	n/a	n/a	n/a	Y	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
LOS ANGELES	CA	United States	2	no
Nashville	Tn	United States	2	yes
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2022	Mar 30, 2023	$1.6B	$1.3B	37	14	5	54	$439M
2021	Mar 30, 2022	$1.7B	$1.3B	35	13	4	44	$367M
2020	Mar 26, 2021	$1.4B	$1.2B	35	9	1	35	$320M
2019	Apr 1, 2020	$1.2B	$1.1B	34	12	1	32	$223M
2018	Mar 29, 2019	$1.0B	$919M	34	12	2	30	$159M
2017	Mar 29, 2018	$966M	$888M	34	12	2	25	$122M
2016	Mar 31, 2017	$830M	$771M	30	11	n/a	23	$101M
2015	Mar 30, 2016	$672M	$646M	22	9	n/a	20	$78.1M
2014	Mar 30, 2015	$533M	$519M	15	7	n/a	15	$59.2M
2013	Mar 27, 2014	$359M	$353M	15	7	n/a	10	$39.7M
2012	Mar 28, 2013	$279M	$276M	14	8	n/a	13	$41.7M
2011	Apr 2, 2012	$174M	$170M	n/a	n/a	n/a	10	$34.4M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2022	$1.6B	$1.7B	-8.2%	$1.2B	10.0%	37	35	5	4

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
CRESSET ASSET MANAGEMENT, LLC	8	May 8, 2023	Jun 16, 2023	SAN FRANCISCO, CA	Firm absorbed	RIA to RIA	88.9%

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
M HOLDINGS SECURITIES, INC.	2	Dec 15, 2022	Apr 28, 2022	NASHVILLE, TN	Team lift out	Ibd to RIA	1.1%

Relationships

Affiliated with (1)

← FLOWSTONE PARTNERS, LLCRegistered adviserother investment adviser, common control
factForm ADV

Advises (22)

→ SPAIN FITNESS VENTURES, LPPrivate fundVenture Capital Fund, IA
Mar 30, 2016 to presentfactForm ADV
→ TRUE CAPITAL PARTNERS III, LLCPrivate fundVenture Capital Fund, IA
Mar 27, 2014 to presentfactForm ADV
→ TRUE CAPITAL VENTURES, LLC - SERIES III PALANTIRPrivate fundVenture Capital Fund, IA, no longer reported
Mar 30, 2015 to Oct 22, 2021factForm ADV
→ TRUE-CRESSET PALANTIR, LLCPrivate fundVenture Capital Fund, IA, no longer reported
Mar 26, 2021 to Oct 22, 2021factForm ADV
→ TRUE-ESPrivate fundVenture Capital Fund, IA, no longer reported
Mar 26, 2021 to Oct 22, 2021factForm ADV
→ TRUE CAPITAL VENTURES II, LLC - SERIES FPrivate fundVenture Capital Fund, IA, no longer reported
Mar 29, 2019 to Oct 22, 2021factForm ADV
→ DIRECT ACCESS II, LLCPrivate fundOther Private Fund, IA, no longer reported
Mar 30, 2015 to Mar 11, 2021factForm ADV
→ DIRECT ACCESS, LLCPrivate fundOther Private Fund, IA, no longer reported
Mar 30, 2015 to Mar 11, 2021factForm ADV
→ TRUE CAPITAL VENTURES, LLC - SERIES IXPrivate fundVenture Capital Fund, IA, no longer reported
Mar 30, 2016 to Mar 11, 2021factForm ADV
→ TRUE CAPITAL VENTURES II, LLC - SERIES CPrivate fundVenture Capital Fund, IA, no longer reported
Mar 31, 2017 to Mar 11, 2021factForm ADV
→ SCTCM, LLC (DBA PREMIUM LENDING)Private fundOther Private Fund, IA, no longer reported
Mar 27, 2014 to Apr 1, 2020factForm ADV
→ TRUE CAPITAL PARTNERS I, LLCPrivate fundReal Estate Fund, IA, no longer reported
Mar 29, 2012 to Apr 1, 2020factForm ADV
→ TRUE CAPITAL INTERNATIONAL I, LLCPrivate fundOther Private Fund, IA, no longer reported
Mar 29, 2012 to Apr 1, 2020factForm ADV
→ TRUE CAPITAL PARTNERS II, LLCPrivate fundReal Estate Fund, IA, no longer reported
Mar 29, 2012 to Mar 31, 2017factForm ADV
→ MARIA MARIA CAPITAL PARTNERS, LLCPrivate fundPrivate Equity Fund, IA, no longer reported
Mar 29, 2012 to Mar 30, 2015factForm ADV
→ DIRECT ACCESS FUNDPrivate fundOther Private Fund, IA, no longer reported
Mar 29, 2012 to Mar 27, 2014factForm ADV
→ TCM VENTURES, LLC - SERIES VPrivate fundPrivate Equity Fund, IA, no longer reported
Mar 28, 2013 to May 1, 2013factForm ADV
→ TCM EARLY STAGE FUNDPrivate fundVenture Capital Fund, IA, no longer reported
Mar 29, 2012 to May 1, 2013factForm ADV
→ TCM VENTURES, LLC - SERIES IIIPrivate fundPrivate Equity Fund, IA, no longer reported
Mar 29, 2012 to May 1, 2013factForm ADV
→ TCM VENTURES, LLC - SERIES IVPrivate fundPrivate Equity Fund, IA, no longer reported
Mar 28, 2013 to May 1, 2013factForm ADV
→ TCM VENTURES, LLC - SERIES IPrivate fundPrivate Equity Fund, IA, no longer reported
Mar 29, 2012 to May 1, 2013factForm ADV
→ TCM VENTURES, LLC - SERIES IIPrivate fundPrivate Equity Fund, IA, no longer reported
Mar 29, 2012 to May 1, 2013factForm ADV

Controls (6)

← STEIN, AVY, HOWARDOwnerBOARD MEMBER, ownership code NA, individual
Mar 5, 2020 to presentfactForm ADV
← RAETZ, DOUGLAS, SCOTTOwnerCHIEF EXECUTIVE OFFICER, ownership code B, individual
Mar 29, 2012 to presentfactForm ADV
← GOODMAN, HEATHER, KATHERINEOwnerPRESIDENT, CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER, ownership code B, individual
Mar 29, 2012 to presentfactForm ADV
← Germain, Michael, AnthonyOwnerCHIEF FINANCIAL OFFICER, ownership code NA, individual
Mar 5, 2020 to presentfactForm ADV
← Boehm, ChrisOwnerBOARD MEMBER, ownership code NA, individual
Mar 5, 2020 to presentfactForm ADV
← CRESSET PC TCM, LLCOwnerMEMBER, ownership code C, domestic entity
Mar 5, 2020 to presentfactForm ADV

Owns (5)

← SOROSKY, KENNETH, JOSEPHOwnerMANAGING DIRECTOR, ownership code A, individual
Mar 27, 2014 to presentfactForm ADV
← FINCHER, GARY, BRETOwnerMANAGING DIRECTOR, ownership code NA, individual
Mar 30, 2023 to presentfactForm ADV
← BLAIR, KARIN, MARILEEOwnerCHIEF INVESTMENT OFFICER, ownership code NA, individual
Mar 30, 2015 to presentfactForm ADV
← BOND, JACOB, DANIELOwnerMANAGING DIRECTOR, ownership code NA, individual
Mar 29, 2012 to presentfactForm ADV
← STOUT, CHRISTOPHER, DWIGHTOwnerMANAGING DIRECTOR, ownership code NA, individual
Mar 30, 2023 to presentfactForm ADV

Moved with (2)

→ CRESSET ASSET MANAGEMENT, LLCRegistered adviser9 advisors, firm absorbed
May 8, 2023 to Jun 16, 2023factForm ADV
← M HOLDINGS SECURITIES, INC.Registered adviser2 advisors, team lift out, same day
Dec 15, 2022 to Apr 28, 2022factForm ADV

Registered with (13)

← James Thomas CheapAdvisorregistration: previous registration
May 26, 2021 to May 11, 2023factForm ADV
← KENNETH JOSEPH SOROSKYAdvisorregistration: previous registration
Mar 26, 2013 to May 8, 2023factForm ADV
← GARY BRET FINCHERAdvisorregistration: previous registration
Apr 28, 2022 to May 8, 2023factForm ADV
← JACOB DANIEL BONDAdvisorregistration: previous registration
Apr 5, 2010 to May 8, 2023factForm ADV
← CHRISTOPHER DWIGHT STOUTAdvisorregistration: previous registration
Apr 28, 2022 to May 8, 2023factForm ADV
← CHRISTOPHER CRAIG SCHLATTERAdvisorregistration: previous registration
May 15, 2015 to May 8, 2023factForm ADV
← TRAVIS ANTHONY HENRYAdvisorregistration: previous registration
Nov 7, 2016 to May 8, 2023factForm ADV
← George Humberto LujanAdvisorregistration: previous registration
Nov 30, 2016 to May 8, 2023factForm ADV
← John Wilson CrowtherAdvisorregistration: previous registration
Jan 24, 2022 to May 8, 2023factForm ADV
← JUSTIN HARRISON BASSAdvisorregistration: previous registration
Nov 4, 2014 to Sep 14, 2022factForm ADV
← JOSEPH R. MCLEANAdvisorregistration: previous registration
May 3, 2011 to Jun 2, 2014factForm ADV
← JOSEPH RANDALL LUMAdvisorregistration: previous registration
May 23, 2014 to Jun 2, 2014factForm ADV
← MARK STEVEN DOMANAdvisorregistration: previous registration
May 7, 2010 to Jan 17, 2012factForm ADV

Dated events

Occurred
May 11, 2023
Advisor changed firm
James Thomas Cheap left True Capital Management for Cresset Asset Management, Llc (registered 2023-05-09)
Form ADVobserved 5 days ago
Occurred
May 8, 2023
Firm absorbed
True Capital Management's advisors moved to Cresset Asset Management, LLC (San Francisco, CA): 9 of 9 registered, within 3 days
Form ADVobserved 4 days ago
9 advisors
Occurred
May 8, 2023
Advisor changed firm
Travis Anthony Henry left True Capital Management for Cresset Asset Management, Llc (registered 2023-06-16)
Form ADVobserved 5 days ago
Occurred
May 8, 2023
Advisor changed firm
George Humberto Lujan left True Capital Management for Cresset Asset Management, Llc (registered 2023-05-01)
Form ADVobserved 5 days ago
Occurred
May 8, 2023
Advisor changed firm
Kenneth Joseph Sorosky left True Capital Management for Cresset Asset Management, Llc (registered 2023-05-02)
Form ADVobserved 5 days ago
Occurred
May 8, 2023
Advisor changed firm
John Wilson Crowther left True Capital Management for Cresset Asset Management, Llc (registered 2023-05-01)
Form ADVobserved 5 days ago
Occurred
May 8, 2023
Advisor changed firm
Gary Bret Fincher left True Capital Management for Cresset Asset Management, Llc (registered 2023-05-02)
Form ADVobserved 5 days ago
Occurred
May 8, 2023
Advisor changed firm
Christopher Dwight Stout left True Capital Management for Cresset Asset Management, Llc (registered 2023-05-02)
Form ADVobserved 5 days ago
Occurred
May 8, 2023
Advisor changed firm
Jacob Daniel Bond left True Capital Management for Cresset Asset Management, Llc (registered 2023-05-01)
Form ADVobserved 5 days ago
Occurred
May 8, 2023
Advisor changed firm
Christopher Craig Schlatter left True Capital Management for Cresset Asset Management, Llc (registered 2023-05-18)
Form ADVobserved 5 days ago
Occurred
Dec 15, 2022
Team lift-out
2 advisors left M Holdings Securities, Inc. (Nashville, TN) for True Capital Management on the same day
Form ADVobserved 4 days ago
2 advisors
Occurred
Sep 14, 2022
Advisor changed firm
Justin Harrison Bass left True Capital Management for Mai Capital Management, Llc (registered 2022-09-27)
Form ADVobserved 5 days ago
Occurred
Mar 30, 2022
Regulatory AUM changed
True Capital Management reported RAUM $1.7B, up 26% from $1.4B (2021-10-22 to 2022-03-30)
Form ADVobserved 5 days ago
$359M
Occurred
Mar 11, 2021
Control person left
Burke Katherine Dowling (General Counsel & Chief Compliance Officer) no longer on Schedule A of True Capital Management (listed 2020-07-24, absent 2021-03-11)
Form ADVobserved 5 days ago
Occurred
May 20, 2020
Succession filed (Item 4)
True Capital Management reported succeeding to the business of Another Adviser (Form ADV Item 4)
Form ADVobserved 5 days ago
Occurred
Mar 5, 2020
Control person joined
Burke Katherine Dowling (General Counsel & Chief Compliance Officer) appeared on Schedule A of True Capital Management
Form ADVobserved 5 days ago
Occurred
Mar 5, 2020
Control person joined
Anthony Michael Germain (Chief Financial Officer) appeared on Schedule A of True Capital Management
Form ADVobserved 5 days ago
Occurred
Mar 5, 2020
Control person joined
Howard Avy Stein (Board Member) appeared on Schedule A of True Capital Management
Form ADVobserved 5 days ago
Occurred
Mar 5, 2020
Control person joined
Chris Boehm (Board Member) appeared on Schedule A of True Capital Management
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d265d218-4828-abc3-54d1-5620a6972cda
First observed: Mar 29, 2012
Last observed: Apr 30, 2023 41 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

TRUE CAPITAL MANAGEMENT

TRUE CAPITAL MANAGEMENT LLC, CRD 142962

SAN FRANCISCO, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d265d218-4828-abc3-54d1-5620a6972cda

Data as of Apr 30, 2023 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:29 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

TRUE-CRESSET PALANTIR, LLC

Venture Capital Fund

$33.4M

Oct 22, 2021

Mar 26, 2021

dropped

021-374757

TRUE-ES

Venture Capital Fund

$17.3M

Oct 22, 2021

Mar 26, 2021

dropped

021-374722

SPAIN FITNESS VENTURES, LP

Venture Capital Fund

$15.8M

Apr 30, 2023

Mar 30, 2016

reported

n/a

TRUE CAPITAL VENTURES, LLC - SERIES III PALANTIR

Venture Capital Fund

$13.9M

Oct 22, 2021

Mar 30, 2015

dropped

n/a

TRUE CAPITAL VENTURES II, LLC - SERIES C

Venture Capital Fund

$6.7M

Mar 11, 2021

Mar 31, 2017

dropped

021-262783

DIRECT ACCESS FUND

Other Private Fund

$6.4M

Mar 27, 2014

Mar 29, 2012

dropped

n/a

MARIA MARIA CAPITAL PARTNERS, LLC

Private Equity Fund

$4.3M

Mar 30, 2015

Mar 29, 2012

dropped

n/a

TCM VENTURES, LLC - SERIES II

Private Equity Fund

$3.9M

May 1, 2013

Mar 29, 2012

dropped

021-170365

TCM EARLY STAGE FUND

Venture Capital Fund

$2.9M

May 1, 2013

Mar 29, 2012

dropped

n/a

TCM VENTURES, LLC - SERIES IV

Private Equity Fund

$1.9M

May 1, 2013

Mar 28, 2013

dropped

021-177043

TRUE CAPITAL VENTURES, LLC - SERIES IX

Venture Capital Fund

$1.8M

Mar 11, 2021

Mar 30, 2016

dropped

n/a

TRUE CAPITAL VENTURES II, LLC - SERIES F

Venture Capital Fund

$1.7M

Oct 22, 2021

Mar 29, 2019

dropped

021-328725

TCM VENTURES, LLC - SERIES V

Private Equity Fund

$1.5M

May 1, 2013

Mar 28, 2013

dropped

021-194047

TCM VENTURES, LLC - SERIES III

Private Equity Fund

$1.3M

May 1, 2013

Mar 29, 2012

dropped

021-173534

TRUE CAPITAL INTERNATIONAL I, LLC

Other Private Fund

$1.3M

Apr 1, 2020

Mar 29, 2012

dropped

n/a

SCTCM, LLC (DBA PREMIUM LENDING)

Other Private Fund

$836,353

Apr 1, 2020

Mar 27, 2014

dropped

n/a

DIRECT ACCESS II, LLC

Other Private Fund

$605,157

Mar 11, 2021

Mar 30, 2015

dropped

n/a

TRUE CAPITAL PARTNERS II, LLC

Real Estate Fund

$425,000

Mar 31, 2017

Mar 29, 2012

dropped

n/a

TRUE CAPITAL PARTNERS III, LLC

Venture Capital Fund

$358,294

Apr 30, 2023

Mar 27, 2014

reported

n/a

TRUE CAPITAL PARTNERS I, LLC

Real Estate Fund

$353,703

Apr 1, 2020

Mar 29, 2012

dropped

n/a

DIRECT ACCESS, LLC

Other Private Fund

$333,879

Mar 11, 2021

Mar 30, 2015

dropped

n/a

TCM VENTURES, LLC - SERIES I

Private Equity Fund

$47,047

May 1, 2013

Mar 29, 2012

dropped

021-170359

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

Boehm, Chris

BOARD MEMBER

yes

01/2020

Mar 5, 2020

Apr 30, 2023

CRESSET PC TCM, LLC

Member

yes

01/2020

Mar 5, 2020

Apr 30, 2023

Germain, Michael, Anthony

CHIEF FINANCIAL OFFICER

yes

04/2019

Mar 5, 2020

Apr 30, 2023

GOODMAN, HEATHER, KATHERINE

PRESIDENT, CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER

yes

01/2007

Mar 29, 2012

Apr 30, 2023

RAETZ, DOUGLAS, SCOTT

CHIEF EXECUTIVE OFFICER

yes

01/2007

Mar 29, 2012

Apr 30, 2023

STEIN, AVY, HOWARD

BOARD MEMBER

yes

01/2020

Mar 5, 2020

Apr 30, 2023

BLAIR, KARIN, MARILEE

CHIEF INVESTMENT OFFICER

12/2014

Mar 30, 2015

Apr 30, 2023

BOND, JACOB, DANIEL

MANAGING DIRECTOR

01/2010

Mar 29, 2012

Apr 30, 2023

FINCHER, GARY, BRET

MANAGING DIRECTOR

04/2022

Mar 30, 2023

Apr 30, 2023

SOROSKY, KENNETH, JOSEPH

MANAGING DIRECTOR

03/2013

Mar 27, 2014

Apr 30, 2023

STOUT, CHRISTOPHER, DWIGHT

MANAGING DIRECTOR

04/2022

Mar 30, 2023

Apr 30, 2023

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

GLOBAL FITNESS VENTURES, LLC

n/a

yes

n/a

SF 7X7 MANAGEMENT, LLC

n/a

yes

n/a

TCRE SPONSOR MANAGEMENT I, LLC

n/a

yes

n/a

TRUE CAPITAL INSURANCE SERVICES, LLC

n/a

yes

n/a

TRUE CAPITAL REAL ESTATE MANAGEMENT II, LLC

n/a

yes

n/a

TRUE CAPITAL REAL ESTATE MANAGEMENT III, LLC

n/a

yes

n/a

TRUE CAPITAL REAL ESTATE MANAGEMENT IV, LLC

n/a

yes

n/a

TRUE CAPITAL REAL ESTATE MANAGEMENT V, LLC

n/a

yes

n/a

TRUE CAPITAL REAL ESTATE MANAGEMENT VI, LLC

n/a

yes

n/a

TRUE CAPITAL REAL ESTATE MANAGEMENT, LLC

n/a

yes

n/a

TRUE CAPITAL STRATEGIC INCOME MANAGEMENT, LLC

n/a

yes

n/a

TRUE DC WALDORF PARTNERS MANAGEMENT I, LLC

n/a

yes

n/a

TRUE LATIN VENTURES MANAGEMENT, LLC

n/a

yes

n/a

TRUE NORCAL MANAGEMENT, LLC

n/a

yes

n/a

TRUE VENTURES MANAGEMENT COMPANY, LLC

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

LOS ANGELES

United States

Nashville

United States

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2022

Mar 30, 2023

$1.6B

$1.3B

$439M

2021

Mar 30, 2022

$1.7B

$1.3B

$367M

2020

Mar 26, 2021

$1.4B

$1.2B

$320M

2019

Apr 1, 2020

$1.2B

$1.1B

$223M

2018

Mar 29, 2019

$1.0B

$919M

$159M

2017

Mar 29, 2018

$966M

$888M

$122M

2016

Mar 31, 2017

$830M

$771M

n/a

$101M

2015

Mar 30, 2016

$672M

$646M

n/a

$78.1M

2014

Mar 30, 2015

$533M

$519M

n/a

$59.2M

2013

Mar 27, 2014

$359M

$353M

n/a

$39.7M

2012

Mar 28, 2013

$279M

$276M

n/a

$41.7M

2011

Apr 2, 2012

$174M

$170M

n/a

$34.4M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2022

$1.6B

$1.7B

-8.2%

$1.2B

10.0%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

CRESSET ASSET MANAGEMENT, LLC

May 8, 2023

Jun 16, 2023

SAN FRANCISCO, CA

Firm absorbed

RIA to RIA

88.9%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

M HOLDINGS SECURITIES, INC.

Dec 15, 2022

Apr 28, 2022

NASHVILLE, TN

Team lift out

Ibd to RIA

1.1%