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Advisor at LPL FINANCIAL LLC
EUGENE, OR
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Oct 28, 2024 | n/a | yes | EUGENE, OR | Current employment |
| BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC. | Bd affiliated wealth | Jan 12, 2020 | Oct 28, 2024 | no | Eugene, OR | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC. | LPL FINANCIAL LLC | Oct 28, 2024 | Oct 28, 2024 | 0 | Firm change | Ibd to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 13609:6413:OR:2024-10-28 | Oct 28, 2024 | Oct 28, 2024 | EUGENE, OR | Firm change |