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Advisor at ZIGGY WEALTH, LLC
Royal Oak, MI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ZIGGY WEALTH, LLC | State registered | Jan 5, 2026 | n/a | yes | Royal Oak, MI | Current employment |
| LPL FINANCIAL LLC | Bd affiliated wealth | Jul 2, 2019 | Oct 10, 2023 | no | MELBOURNE, FL | Previous registration |
| TD AMERITRADE INVESTMENT MANAGEMENT, LLC | Former SEC adviser | Mar 29, 2018 | Oct 23, 2018 | no | Orlando, FL | Previous registration |
| TD AMERITRADE, INC. | Former SEC adviser | Mar 19, 2018 | Oct 23, 2018 | no | ORLANDO, FL | Previous registration |
| SCOTTRADE INVESTMENT MANAGEMENT | Former SEC adviser | Mar 10, 2017 | Mar 24, 2018 | no | Orlando, FL|Orlando, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | ZIGGY WEALTH, LLC | Oct 10, 2023 | Jan 5, 2026 | 818 | Firm change after gap | Ibd to state RIA |
| TD AMERITRADE INVESTMENT MANAGEMENT, LLC | LPL FINANCIAL LLC | Oct 23, 2018 | Jul 2, 2019 | 252 | Firm change | RIA to RIA |
| TD AMERITRADE, INC. | TD AMERITRADE INVESTMENT MANAGEMENT, LLC | Oct 23, 2018 | Mar 29, 2018 | -208 | Channel change | Other |
| SCOTTRADE INVESTMENT MANAGEMENT | TD AMERITRADE, INC. | Mar 24, 2018 | Mar 19, 2018 | -5 | Channel change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 7870:111514:FL:2018-10-23 | Oct 23, 2018 | Mar 29, 2018 | ORLANDO, FL | Firm change after gap |
| 169988:7870:FL:2018-03-24 | Mar 24, 2018 | Mar 19, 2018 | ORLANDO, FL | Firm change |