DFX Intelligence

M••••• C•••••• M••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

M••••• C•••••• M••••••••• L••

CRD 296437

WASHINGTON, DC

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Search this name across graphsid dfx:ria:b28c774f-7499-f71a-3590-a487bbf1e4a5

Data as of Jul 13, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:20 AM UTC and rebuilt at most every 15 minutes.

Relationships: 34
Dated events: 19
On other graphs: 2
Observed: Jun 20, 2018 to Jul 13, 2026
20 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

M••••• C•••••• M••••••••• L••

Private equity manager · shared crd

Independent Sponsorsidentity

M••••• C•••••• M••••••••• L••

Capital provider to sponsors · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $2.5B••• Locked
Discretionary RAUM: $2.5B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 25

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
M••••• P••••••• I••• L•	Private Equity Fund	$639M	Jul 13, 2026	80	Mar 29, 2019	reported	021-330757
M••••• P••••••• I•• L•	Private Equity Fund	$529M	Jul 13, 2026

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
D••••• O•••• J•••	LIMITED PARTNER	C	yes	06/2023	Mar 30, 2021	Dec 9, 2024
D••••• O•••• J•••	MANAGING PARTNER	Na	yes	09/2021	Mar 30, 2021	Dec 9, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
C•••••••• I••••••••• G•••• L••	n/a	Mixed wealth	$19B	N	no	n/a
C••• B•••• P•••••••• L••	n/a	n/a	n/a	N	yes	n/a
C••• P••••••• I•• L••

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
SAN FRANCISCO	CA	United States	6	no
COCONUT GROVE	FL	United States	6	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$2.5B	$2.1B	15.0%	$1.9B	9.2%	25	23	2	2

Relationships

Affiliated with (1)

→ C•••••••• I••••••••• G•••• L••Registered adviserother investment adviser, pooled vehicle sponsor
factForm ADV

Advises (19)

→ C••• C••• L•Private fundPrivate Equity Fund, IA
Mar 29, 2012 to presentfactForm ADV
→ C•••••••• H••••••••• • S•••••• O••••••••• I•• L•Private fundPrivate Equity Fund, IA
Mar 30, 2016 to presentfactForm ADV
→

Dated events

3 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Jul 13, 2026
Ria private fund assets change
••• Locked
Form ADVobserved today
$843M
Occurred
Jul 13, 2026
Ria majority owner change
••• Locked
Form ADVobserved today
Occurred
Jul 13, 2026
Ria principal change
••• Locked
Form ADVobserved today

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b28c774f-7499-f71a-3590-a487bbf1e4a5
First observed: Jun 20, 2018
Last observed: Jul 13, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.