DFX Intelligence

H••••• L•• A••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

H••••• L•• A••••••••

Advisor at J••• M••••• S••••••••• L••

FLOWER MOUND, TX

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Search this name across graphsid dfx:ria:b2983618-0739-b8df-02f5-db5413ab55a2

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:32 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jan 10, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J••• M••••• S••••••••• L••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Oct 1, 2013earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
J••• M••••• S••••••••• L••	Wirehouse	Jan 4, 2023	n/a	yes	FLOWER MOUND, TX	Current employment
H•••• C•••••• L••	n/a	May 17, 2021	Oct 28, 2022	no	DALLAS, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
H•••• C•••••• L••	J••• M••••• S••••••••• L••	Oct 28, 2022	Jan 4, 2023	68	Firm change	Other
T• P•••••• W•••••	H•••• C•••••• L••	Mar 1, 2019	May 17, 2021

Team moves

••• Locked

Team	Left	Joined	From	Kind
7870:111514:NE:2018-10-03	Oct 12, 2018	Jan 10, 2015	OMAHA, NE	Firm change after gap

Relationships

Registered with (5)

→ J••• M••••• S••••••••• L••Registered adviserregistration: current employment
Jan 4, 2023 to presentfactForm ADV
→ H•••• C•••••• L••Registered adviserregistration: previous registration
May 17, 2021 to Oct 28, 2022factForm ADV
→ T• P•••••• W•••••Registered adviserregistration: previous registration
Oct 17, 2018 to Mar 1, 2019factForm ADV
→ T• A••••••••• I••••••••• M••••••••• L••Registered adviser

Dated events

Occurred
Oct 28, 2022
Advisor changed firm
H••••• L•• A•••••••• left H•••• C•••••• L•• for J••• M••••• S••••••••• L•• (registered 2023-01-04)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b2983618-0739-b8df-02f5-db5413ab55a2
First observed: Jan 10, 2015
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.