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D•••• A• A•••••• L••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor18 years in industry

D•••• A• A•••••• L••••

Advisor at D•••• L•••• L••

Ft. Lauderdale, FL

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Search this name across graphsid dfx:ria:b29bb761-62c4-f5ca-9bb3-551e79ccfc87

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:47 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Feb 24, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: D•••• L•••• L••
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 22, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
D•••• L•••• L••	State registered	Oct 10, 2024	n/a	yes	Ft. Lauderdale, FL	Current employment
U•• F•••••••• S••••••• I•••	Wirehouse	Jun 30, 2015	Oct 10, 2024	no	Hallandale Beach, FL

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
U•• F•••••••• S••••••• I•••	D•••• L•••• L••	Oct 10, 2024	Oct 10, 2024	0	Firm change	Wirehouse to state RIA
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	U•• F•••••••• S••••••• I•••	Jul 1, 2015

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
7691:8174:FL:2015-06-23	Jul 1, 2015	Jun 30, 2015	FORT LAUDERDALE, FL	Firm change

Relationships

Registered with (5)

→ D•••• L•••• L••Registered adviserregistration: current employment
Oct 10, 2024 to presentfactForm ADV
→ U•• F•••••••• S••••••• I•••Registered adviserregistration: previous registration
Jun 30, 2015 to Oct 10, 2024factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Oct 12, 2012 to Jul 1, 2015factForm ADV
→ M••••• S••••••

Dated events

Occurred
Oct 10, 2024
Advisor changed firm
D•••• A• A•••••• L•••• left U•• F•••••••• S••••••• I••• for D•••• L•••• L•• (registered 2024-10-10)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b29bb761-62c4-f5ca-9bb3-551e79ccfc87
First observed: Feb 24, 2009
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.