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Advisor at J. W. COLE ADVISORS, INC.
TAMPA, FL | Heidelberg | Palm Coast, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| J. W. COLE ADVISORS, INC. | Bd affiliated wealth | Mar 3, 2025 | n/a | yes | TAMPA, FL|Palm Coast, FL|Heidelberg | Current employment |
| IC ADVISORY SERVICES, INC. | Former SEC adviser | Dec 15, 2017 | Feb 13, 2025 | no | 69121 HEIDELBERG|BEDMINSTER, NJ|PALM COAST, FL|HEIDELBERG, DEU | Previous registration |
| INTERVEST INTERNATIONAL, INC. | Former SEC adviser | May 12, 2009 | Dec 20, 2017 | no | IRVINE, CA|COLORADO SPRINGS, CO|HEIDELBERG | Previous registration |
| FIRST COMMAND FINANCIAL PLANNING, INC. | Former SEC adviser | Sep 2, 2005 | Aug 23, 2007 | no | 69126 HEIDELBERG | Previous registration |
| FIRST COMMAND BANK | n/a | May 11, 2005 | Sep 2, 2005 | no | FORT WORTH, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| IC ADVISORY SERVICES, INC. | J. W. COLE ADVISORS, INC. | Feb 13, 2025 | Mar 3, 2025 | 18 | Firm change | Ibd to ibd |
| INTERVEST INTERNATIONAL, INC. | IC ADVISORY SERVICES, INC. | Dec 20, 2017 | Dec 15, 2017 | -5 | Firm change | Other |
| FIRST COMMAND FINANCIAL PLANNING, INC. | INTERVEST INTERNATIONAL, INC. | Aug 23, 2007 | May 12, 2009 | 628 | Firm change after gap | Other |
| FIRST COMMAND BANK | FIRST COMMAND FINANCIAL PLANNING, INC. | Sep 2, 2005 | Sep 2, 2005 | 0 | Firm change | Other |