DFX Intelligence
Reading the graph
Reading the graph
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Advisor at N•••• I••••••••• A••••••• L••
KING OF PRUSSIA, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| N•••• I••••••••• A••••••• L•• | Former SEC adviser | Jan 10, 2023 | n/a | yes | KING OF PRUSSIA, PA | Current employment |
| A••••••• I••••••••• P••••••• | Independent wealth | Jun 26, 2017 | Mar 31, 2023 | no | Conshohocken, PA|NEWTOWN SQUARE, PA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| A••••••• I••••••••• P••••••• | N•••• I••••••••• A••••••• L•• | Mar 31, 2023 | Jan 10, 2023 | -80 | Firm change after gap | RIA to new firm |
| N•••• R••••••••• I••••••••• A••••••• S•••••••• L•• | A••••••• I••••••••• P••••••• | Aug 14, 2017 | Jun 26, 2017 |
| N•••• R••••••••• I••••••••• A••••••• S•••••••• L•• | n/a | Mar 17, 2010 | Aug 14, 2017 | no | BROOMALL, PA | Previous registration |
| L•• F•••••••• L•• | Bd affiliated wealth | Mar 17, 2010 | Dec 16, 2011 | no | CONSHOHOCKEN, PA | Previous registration |
| -49 |
| Firm change after gap |
| Other |
| L•• F•••••••• L•• | N•••• R••••••••• I••••••••• A••••••• S•••••••• L•• | Dec 16, 2011 | Mar 17, 2010 | -639 | Firm change after gap | Other |