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Advisor at KERA CAPITAL PARTNERS
MESA, AZ | SAN JOSE, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| KERA CAPITAL PARTNERS | Independent wealth | May 4, 2022 | n/a | yes | MESA, AZ|SAN JOSE, CA | Current employment |
| MORGAN STANLEY | Wirehouse | Sep 15, 2016 | Apr 12, 2022 | no | Menlo Park, CA|San Francisco, CA|Tempe, AZ|Tempe, AZ|New York, NY | Previous registration |
| USAA FINANCIAL PLANNING SERVICES | Former SEC adviser | Sep 15, 2011 | Sep 6, 2013 | no | PHOENIX, AZ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | KERA CAPITAL PARTNERS | Apr 12, 2022 | May 4, 2022 | 22 | Firm change | Wirehouse to RIA |
| USAA FINANCIAL PLANNING SERVICES | MORGAN STANLEY | Sep 6, 2013 | Sep 15, 2016 | 1,105 | Firm change after gap | Other |