DFX Intelligence

F••••••• L••••••• M•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner15 years in industry

F••••••• L••••••• M•••••

Advisor at R••••••• W••••• M••••••••• L••

DALLAS, TX

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Search this name across graphsid dfx:ria:b2a9d7b3-7835-6283-6e90-e005ad0b85a2

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:21 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jul 18, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R••••••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 16, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R••••••• W••••• M••••••••• L••	Independent wealth	Sep 21, 2018	n/a	yes	DALLAS, TX	Current employment
L•• F•••••••• C••••••• L••	Independent wealth	Dec 23, 2016	Jan 2, 2019	no	DALLAS, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• C••••••• L••	R••••••• W••••• M••••••••• L••	Jan 2, 2019	Sep 21, 2018	-103	Firm change after gap	RIA to RIA
L•• F•••••••• L••	L•• F•••••••• C••••••• L••	Dec 18, 2015	Dec 23, 2016

Relationships

Registered with (3)

→ R••••••• W••••• M••••••••• L••Registered adviserregistration: current employment
Sep 21, 2018 to presentfactForm ADV
→ L•• F•••••••• C••••••• L••Registered adviserregistration: previous registration
Dec 23, 2016 to Jan 2, 2019factForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
May 21, 2014 to Dec 18, 2015factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b2a9d7b3-7835-6283-6e90-e005ad0b85a2
First observed: Jul 18, 2011
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.