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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

MORSE ASSET MANAGEMENT, INC.

CRD 285650

DARIEN, CT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b2b4ff6a-babf-c400-2443-3b84c3afdaca

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:06 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 4
On other graphs: 0
Observed: Oct 13, 2016 to Mar 31, 2026
19 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.87 fund_share=0.0 institutional_share=0.12 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $534MItem 5.F on the latest filing (2026-03-31); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $534M
Private client RAUM: $466MderivedItem 5.D individuals plus high net worth individuals
Private client share: 87%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 6
Advisory employees: 5
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 287
Individual clients: 36
High net worth clients: 144
SEC number: 801-108550
CRD: 285650
Filings on the tape: 19
First filed: Oct 13, 2016
Latest filed: Mar 31, 2026
Organised: Corporation, NY

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ADELMAN, LAUREN, KOBY	VICE PRESIDENT	A	yes	01/2017	Mar 29, 2018	Jul 11, 2024
MCLAUGHLIN, IAN, ANDREW	CHIEF COMPLIANCE OFFICER & EXECUTIVE VICE PRESIDENT	B	yes	03/2017	Oct 13, 2016	Jul 11, 2024
MORSE, ROBERT, BRADLEY	President	B	yes	09/2016	Oct 13, 2016	Jul 11, 2024
MORSE, SARAH, CUMMINGS	Owner	D	yes	05/2021	Mar 31, 2023	Jul 11, 2024
WANG, JIAN, H	VICE PRESIDENT & TREASURUR	B	yes	01/2017	Mar 29, 2018	Jul 11, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
PRIVATE CAPITAL ASSET MANAGEMENT LLC	n/a	Independent wealth	$13.0M	Y	yes	n/a
WALL STREET MANAGEMENT CORPORATION	n/a	Former SEC adviser	n/a	Y	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 31, 2026	$534M	$534M	6	5	0	n/a	n/a
2024	Mar 31, 2025	$472M	$472M	6	5	0	n/a	n/a
2023	Apr 1, 2024	$409M	$409M	5	4	0	n/a	n/a
2022	Mar 31, 2023	$345M	$345M	5	4	0	n/a	n/a
2021	Jul 11, 2024	$532M	$532M	5	4	0	n/a	n/a
2020	Apr 1, 2021	$402M	$402M	5	4	0	n/a	n/a
2019	Apr 20, 2020	$333M	$333M	5	4	0	n/a	n/a
2018	Mar 22, 2019	$346M	$346M	6	5	0	n/a	n/a
2017	Mar 29, 2018	$396M	$396M	6	5	0	n/a	n/a
2016	Jan 11, 2017	$309M	$309M	8	7	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$534M	$472M	13.1%	$345M	15.7%	6	6	0	0

Relationships

Affiliated with (4)

→ WALL STREET MANAGEMENT CORPORATIONRegistered adviserother investment adviser, control, common control
factForm ADV
→ PRIVATE CAPITAL ASSET MANAGEMENT LLCRegistered adviserother investment adviser, control, common control
factForm ADV
← PRIVATE CAPITAL ASSET MANAGEMENT LLCRegistered adviserother investment adviser, control, common control
factForm ADV
← WALL STREET MANAGEMENT CORPORATIONRegistered adviserother investment adviser, control, common control
factForm ADV

Controls (5)

← WANG, JIAN, HOwnerVICE PRESIDENT & TREASURUR, ownership code B, individual
Mar 29, 2018 to Jul 11, 2024factForm ADV
← MORSE, ROBERT, BRADLEYOwnerPRESIDENT, ownership code B, individual
Oct 13, 2016 to Jul 11, 2024factForm ADV
← MCLAUGHLIN, IAN, ANDREWOwnerCHIEF COMPLIANCE OFFICER & EXECUTIVE VICE PRESIDENT, ownership code B, individual
Oct 13, 2016 to Jul 11, 2024factForm ADV
← ADELMAN, LAUREN, KOBYOwnerVICE PRESIDENT, ownership code A, individual
Mar 29, 2018 to Jul 11, 2024factForm ADV
← MORSE, SARAH, CUMMINGSOwnerOWNER, ownership code D, individual
Mar 31, 2023 to Jul 11, 2024factForm ADV

Dated events

Occurred
Jul 11, 2024
Regulatory AUM changed
Morse Asset Management, Inc. reported RAUM $532.2M, up 30% from $408.7M (2024-04-01 to 2024-07-11)
Form ADVobserved 6 days ago
$124M
Occurred
Mar 31, 2023
Control person joined
Cummings Sarah Morse (Owner) appeared on Schedule A of Morse Asset Management, Inc.
Form ADVobserved 6 days ago
Occurred
Nov 22, 2019
Control person left
Parker Robert Morse (President) no longer on Schedule A of Morse Asset Management, Inc. (listed 2019-03-22, absent 2019-11-22)
Form ADVobserved 6 days ago
Occurred
Oct 13, 2016
First Form ADV filing
Morse Asset Management, Inc. filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b2b4ff6a-babf-c400-2443-3b84c3afdaca
First observed: Oct 13, 2016
Last observed: Mar 31, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

MORSE ASSET MANAGEMENT, INC.

CRD 285650

DARIEN, CT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b2b4ff6a-babf-c400-2443-3b84c3afdaca

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:06 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ADELMAN, LAUREN, KOBY

VICE PRESIDENT

yes

01/2017

Mar 29, 2018

Jul 11, 2024

MCLAUGHLIN, IAN, ANDREW

CHIEF COMPLIANCE OFFICER & EXECUTIVE VICE PRESIDENT

yes

03/2017

Oct 13, 2016

Jul 11, 2024

MORSE, ROBERT, BRADLEY

President

yes

09/2016

Oct 13, 2016

Jul 11, 2024

MORSE, SARAH, CUMMINGS

Owner

yes

05/2021

Mar 31, 2023

Jul 11, 2024

WANG, JIAN, H

VICE PRESIDENT & TREASURUR

yes

01/2017

Mar 29, 2018

Jul 11, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

PRIVATE CAPITAL ASSET MANAGEMENT LLC

n/a

Independent wealth

$13.0M

yes

n/a

WALL STREET MANAGEMENT CORPORATION

n/a

Former SEC adviser

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 31, 2026

$534M

n/a

2024

Mar 31, 2025

$472M

n/a

2023

Apr 1, 2024

$409M

n/a

2022

Mar 31, 2023

$345M

n/a

2021

Jul 11, 2024

$532M

n/a

2020

Apr 1, 2021

$402M

n/a

2019

Apr 20, 2020

$333M

n/a

2018

Mar 22, 2019

$346M

n/a

2017

Mar 29, 2018

$396M

n/a

2016

Jan 11, 2017

$309M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$534M

$472M

13.1%

$345M

15.7%