DFX Intelligence

Data Factory

RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM under $100M

PRIVATE CAPITAL ASSET MANAGEMENT LLC

CRD 317930

DARIEN, CT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:571fef2d-bd7a-2f07-8820-5cfa37d9956f

Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 10:55 PM UTC and rebuilt at most every 15 minutes.

Relationships: 16
Dated events: 3
On other graphs: 0
Observed: Feb 8, 2022 to Mar 30, 2026
18 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.93 fund_share=0.0 institutional_share=0.07 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $13.0MItem 5.F on the latest filing (2026-03-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $13.0M
Private client RAUM: $12.0MderivedItem 5.D individuals plus high net worth individuals
Private client share: 93%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 4
Advisory employees: 3
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 9
Individual clients: 4
High net worth clients: 2
SEC number: 801-123413
CRD: 317930
Filings on the tape: 18
First filed: Feb 8, 2022
Latest filed: Mar 30, 2026
Organised: Limited Liability Company, NY
Website: privatecapitalassetmgmt.com

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ANDREWS, ASHLEY, CHASE	Shareholder	D	yes	01/1997	Feb 8, 2022	Jun 5, 2024
ANDREWS, MATTHEW, CHASE	CO-PRESIDENT & SECRETARY	Na	yes	11/2021	Feb 8, 2022	Jun 5, 2024
ANDREWS, SUZANNE, CHAMPION	Shareholder	D	yes	01/1997	Feb 8, 2022	Jun 5, 2024
MCLAUGHLIN, IAN, ANDREW	CHIEF COMPLIANCE OFFICER	Na	yes	03/2022	Feb 8, 2022	Jun 5, 2024
MORSE ASSET MANAGEMENT, INC.	Member	D	yes	11/2021	Feb 8, 2022	Jun 5, 2024
MORSE, ROBERT, BRADLEY	President	Na	yes	11/2021	Feb 8, 2022	Jun 5, 2024
MORSE, SARAH, CUMMINGS	Executor	E	yes	05/2019	Mar 10, 2022	Jun 5, 2024
PRIVATE MANAGEMENT AND CONSULTING GROUP, INC	Member	D	yes	11/2021	Feb 8, 2022	Jun 5, 2024
TORREGROSSA, ANN, MARGARET	VICE PRESIDENT OF OPERATIONS	Na	yes	11/2021	Feb 8, 2022	Jun 5, 2024
ESTATE OF ROBERT P. MORSE	Shareholder	D	no	05/2019	Feb 14, 2022	Jun 5, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
PRIVATE CAPITAL ADVISORS, INC.	n/a	Independent wealth	$1.3B	Y	yes	n/a
MORSE ASSET MANAGEMENT, INC.	n/a	Independent wealth	$534M	Y	yes	n/a
PRIVATE CAPITAL STRATEGIES, LLC	n/a	Former SEC adviser	$6.1M	Y	yes	n/a
WALL STREET MANAGEMENT CORPORATION	n/a	Former SEC adviser	n/a	Y	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Private funds	Fund GAV
2025	Mar 30, 2026	$13.0M	$13.0M	4	3	n/a	n/a
2024	Mar 31, 2025	$12.0M	$12.0M	4	3	n/a	n/a
2023	Apr 18, 2024	$2.1M	$2.1M	0	0	n/a	n/a
2022	Mar 20, 2023	$0	$0	0	0	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$13.0M	$12.0M	7.9%	$0	n/a	4	4	0	0

Relationships

Affiliated with (6)

← MORSE ASSET MANAGEMENT, INC.Registered adviserother investment adviser, control, common control
factForm ADV
→ PRIVATE CAPITAL ADVISORS, INC.Registered adviserother investment adviser, control, common control
factForm ADV
→ PRIVATE CAPITAL STRATEGIES, LLCRegistered adviserother investment adviser, control, common control
factForm ADV
→ WALL STREET MANAGEMENT CORPORATIONRegistered adviserother investment adviser, control, common control
factForm ADV
→ MORSE ASSET MANAGEMENT, INC.Registered adviserother investment adviser, control, common control
factForm ADV
← PRIVATE CAPITAL ADVISORS, INC.Registered adviserother investment adviser, common control
factForm ADV

Controls (9)

← MORSE ASSET MANAGEMENT, INC.OwnerMEMBER, ownership code D, domestic entity
Feb 8, 2022 to Jun 5, 2024factForm ADV
← ANDREWS, SUZANNE, CHAMPIONOwnerSHAREHOLDER, ownership code D, individual
Feb 8, 2022 to Jun 5, 2024factForm ADV
← ANDREWS, ASHLEY, CHASEOwnerSHAREHOLDER, ownership code D, individual
Feb 8, 2022 to Jun 5, 2024factForm ADV
← MORSE, ROBERT, BRADLEYOwnerPRESIDENT, ownership code NA, individual
Feb 8, 2022 to Jun 5, 2024factForm ADV
← MCLAUGHLIN, IAN, ANDREWOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Feb 8, 2022 to Jun 5, 2024factForm ADV
← ANDREWS, MATTHEW, CHASEOwnerCO-PRESIDENT & SECRETARY, ownership code NA, individual
Feb 8, 2022 to Jun 5, 2024factForm ADV
← MORSE, SARAH, CUMMINGSOwnerEXECUTOR, ownership code E, individual
Mar 10, 2022 to Jun 5, 2024factForm ADV
← TORREGROSSA, ANN, MARGARETOwnerVICE PRESIDENT OF OPERATIONS, ownership code NA, individual
Feb 8, 2022 to Jun 5, 2024factForm ADV
← PRIVATE MANAGEMENT AND CONSULTING GROUP, INCOwnerMEMBER, ownership code D, domestic entity
Feb 8, 2022 to Jun 5, 2024factForm ADV

Owns (1)

← ESTATE OF ROBERT P. MORSEOwnerSHAREHOLDER, ownership code D, domestic entity
Feb 14, 2022 to Jun 5, 2024factForm ADV

Dated events

Occurred
Mar 25, 2022
Control person left
Marie Ellen Scambia (Chief Compliance Officer) no longer on Schedule A of Private Capital Asset Management Llc (listed 2022-03-22, absent 2022-03-25)
Form ADVobserved 3 days ago
Occurred
Mar 10, 2022
Control person joined
Cummings Sarah Morse (Beneficiary) appeared on Schedule A of Private Capital Asset Management Llc
Form ADVobserved 3 days ago
Occurred
Feb 8, 2022
First Form ADV filing
Private Capital Management Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 3 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:571fef2d-bd7a-2f07-8820-5cfa37d9956f
First observed: Feb 8, 2022
Last observed: Mar 30, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

PRIVATE CAPITAL ASSET MANAGEMENT LLC

CRD 317930

DARIEN, CT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:571fef2d-bd7a-2f07-8820-5cfa37d9956f

Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 10:55 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ANDREWS, ASHLEY, CHASE

Shareholder

yes

01/1997

Feb 8, 2022

Jun 5, 2024

ANDREWS, MATTHEW, CHASE

CO-PRESIDENT & SECRETARY

yes

11/2021

Feb 8, 2022

Jun 5, 2024

ANDREWS, SUZANNE, CHAMPION

Shareholder

yes

01/1997

Feb 8, 2022

Jun 5, 2024

MCLAUGHLIN, IAN, ANDREW

CHIEF COMPLIANCE OFFICER

yes

03/2022

Feb 8, 2022

Jun 5, 2024

MORSE ASSET MANAGEMENT, INC.

Member

yes

11/2021

Feb 8, 2022

Jun 5, 2024

MORSE, ROBERT, BRADLEY

President

yes

11/2021

Feb 8, 2022

Jun 5, 2024

MORSE, SARAH, CUMMINGS

Executor

yes

05/2019

Mar 10, 2022

Jun 5, 2024

PRIVATE MANAGEMENT AND CONSULTING GROUP, INC

Member

yes

11/2021

Feb 8, 2022

Jun 5, 2024

TORREGROSSA, ANN, MARGARET

VICE PRESIDENT OF OPERATIONS

yes

11/2021

Feb 8, 2022

Jun 5, 2024

ESTATE OF ROBERT P. MORSE

Shareholder

05/2019

Feb 14, 2022

Jun 5, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

PRIVATE CAPITAL ADVISORS, INC.

n/a

Independent wealth

$1.3B

yes

n/a

MORSE ASSET MANAGEMENT, INC.

n/a

Independent wealth

$534M

yes

n/a

PRIVATE CAPITAL STRATEGIES, LLC

n/a

Former SEC adviser

$6.1M

yes

n/a

WALL STREET MANAGEMENT CORPORATION

n/a

Former SEC adviser

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 30, 2026

$13.0M

n/a

2024

Mar 31, 2025

$12.0M

n/a

2023

Apr 18, 2024

$2.1M

n/a

2022

Mar 20, 2023

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$13.0M

$12.0M

7.9%

n/a