DFX Intelligence
Reading the graph
Reading the graph
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Advisor at C••••••• P•••••••
Bloomington, MN | OVERLAND PARK, KS
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| C••••••• P••••••• | Independent wealth | Jul 3, 2023 | n/a | yes | Bloomington, MN|OVERLAND PARK, KS | Current employment |
| B•••••••• W••••• M••••••••• L•• | Former SEC adviser | Feb 24, 2022 | Sep 25, 2023 | no | BLOOMINGTON, MN |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| B•••••••• W••••• M••••••••• L•• | C••••••• P••••••• | Sep 25, 2023 | Jul 3, 2023 | -84 | Firm change after gap | RIA to RIA |
| S•••••• R••••••••• A•••••••• L•• | B•••••••• W••••• M••••••••• L•• | Feb 10, 2022 | Feb 24, 2022 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 143038:105348:MN:2023-09-13 | Sep 25, 2023 | Jul 3, 2023 | BLOOMINGTON, MN | Firm change after gap |
| S•••••• R••••••••• A•••••••• L•• | Independent wealth | Jan 8, 2020 | Feb 10, 2022 | no | ST LOUIS PARK, MN | Previous registration |
| T••••••••• R••••••••• A•••••••• L•• | Bd affiliated wealth | Mar 25, 2014 | Oct 15, 2019 | no | ST. PAUL, MN | Previous registration |
| 14 |
| Firm change |
| RIA to RIA |
| T••••••••• R••••••••• A•••••••• L•• | S•••••• R••••••••• A•••••••• L•• | Oct 15, 2019 | Jan 8, 2020 | 85 | Firm change | Ibd to RIA |