DFX Intelligence

S••• C•••••• H•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultantdual registered (broker-dealer)12 years in industry

S••• C•••••• H•••••••

Advisor at G•••• V••••• A•••••• G••••• L••

BERWYN, PA | Minnetonka, MN

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Search this name across graphsid dfx:ria:b2c7b0fa-99b7-5b15-79a3-edf99c53ca21

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 6:58 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Oct 29, 2021 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G•••• V••••• A•••••• G••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
G•••• V••••• A•••••• G••••• L••	Independent wealth	Oct 21, 2025	n/a	yes	BERWYN, PA\|Minnetonka, MN	Current employment
T••••••• I••••••••• M••••••••• I•••	Bd affiliated wealth	Oct 29, 2021	Oct 21, 2025	no	MINNEAPOLIS, MN\|Edina, MN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T••••••• I••••••••• M••••••••• I•••	G•••• V••••• A•••••• G••••• L••	Oct 21, 2025	Oct 21, 2025	0	Firm change	Ibd to RIA

Relationships

Registered with (2)

→ G•••• V••••• A•••••• G••••• L••Registered adviserregistration: current employment
Oct 21, 2025 to presentfactForm ADV
→ T••••••• I••••••••• M••••••••• I•••Registered adviserregistration: previous registration
Oct 29, 2021 to Oct 21, 2025factForm ADV

Dated events

Occurred
Oct 21, 2025
A•••••• firm change
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b2c7b0fa-99b7-5b15-79a3-edf99c53ca21
First observed: Oct 29, 2021
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.