DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at COMMONWEALTH FINANCIAL NETWORK
Mauldin, SC | Woodruff, SC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| COMMONWEALTH FINANCIAL NETWORK | National bd RIA | Jan 3, 2025 | n/a | yes | Mauldin, SC|Woodruff, SC | Current employment |
| ADVISORY SERVICES NETWORK | Independent wealth | Jun 18, 2024 | Jan 3, 2025 | no | ATLANTA, GA|Mauldin, SC | Previous registration |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Mar 15, 2017 | Jun 25, 2024 | no | MOORESVILLE, NC|Charlotte, NC | Previous registration |
| AMERICAN FINANCIAL MANAGEMENT GROUP, LTD. | Former SEC adviser | Jul 12, 2016 | Feb 22, 2017 | no | Mooresville, NC | Previous registration |
| IFG RUSSELL ADVISORS INC | Former SEC adviser | Mar 16, 2016 | Feb 22, 2017 | no | Mooresville, NC | Previous registration |
| TRIAD ADVISORS, LLC | Former SEC adviser | Feb 17, 2016 | Mar 10, 2016 | no | Mooresville, NC|ATLANTA, GA|Mooresville, NC|Charlotte, NC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ADVISORY SERVICES NETWORK | COMMONWEALTH FINANCIAL NETWORK | Jan 3, 2025 | Jan 3, 2025 | 0 | Firm change | RIA to ibd |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | ADVISORY SERVICES NETWORK | Jun 25, 2024 | Jun 18, 2024 | -7 | Firm change | Ibd to RIA |
| IFG RUSSELL ADVISORS INC | AMERICAN FINANCIAL MANAGEMENT GROUP, LTD. | Feb 22, 2017 | Jul 12, 2016 | -225 | Firm change after gap | Other |
| AMERICAN FINANCIAL MANAGEMENT GROUP, LTD. | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Feb 22, 2017 | Mar 15, 2017 | 21 | Firm change | Other |
| TRIAD ADVISORS, LLC | IFG RUSSELL ADVISORS INC | Mar 10, 2016 | Mar 16, 2016 | 6 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 108677:119449:NC:2017-02-22 | Feb 22, 2017 | Jul 12, 2016 | MOORESVILLE, NC | Firm change after gap |
| 119449:149018:NC:2017-02-22 | Feb 22, 2017 | Mar 15, 2017 | MOORESVILLE, NC | Firm change |