DFX Intelligence

G••••• A••••• M••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Consultantdual registered (broker-dealer)41 years in industry

G••••• A••••• M••••

Advisor at S•••• F••• I••••••••• M••••••••• C••••

Puyallup, WA | Louisa, KY

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Search this name across graphsid dfx:ria:b2db485c-7805-71b0-2b3f-bade691219dd

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:20 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Mar 15, 2005 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••• F••• I••••••••• M••••••••• C••••
Current firm class: asset managerderived
Book size: not public••• Locked
Industry start: Nov 1, 1984earliest registration or exam on IAPD
Years in industry: 41derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••• F••• I••••••••• M••••••••• C••••	Asset manager	Aug 14, 2018	n/a	yes	Louisa, KY\|Puyallup, WA	Current employment
S•••• F••• I••••••••• M••••••••• C••••	Asset manager	Jul 2, 2009	Apr 4, 2017	no	PUYALLUP, WA

Relationships

Registered with (1)

→ S•••• F••• I••••••••• M••••••••• C••••Registered adviserregistration: previous registration
Jul 2, 2009 to Apr 4, 2017factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b2db485c-7805-71b0-2b3f-bade691219dd
First observed: Mar 15, 2005
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.