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RIA / WealthAdvisordual registered (broker-dealer)13 years in industry

Hugo Raynaldo Silva

Advisor at WEDBUSH SECURITIES INC.

JERSEY CITY, NJ | Pasadena, CA

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Search this name across graphsid dfx:ria:b2de08fd-d32f-5f1f-79f7-840b3b1bebc2

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:13 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Oct 1, 2018 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WEDBUSH SECURITIES INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S66|S63
First exam: Aug 8, 2013
First registration: Oct 1, 2018
Dual registered: yes, broker-dealer
Other names: Hugo R SILVA|Hugo Silva|HUGO REYNALDO SILVA|Hugo Raynaldo Silva
IAPD individual key: 6182506

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WEDBUSH SECURITIES INC.	Bd affiliated wealth	Oct 6, 2022	n/a	yes	Pasadena, CA\|JERSEY CITY, NJ	Current employment
ALLY INVEST ADVISORS	Independent wealth	Oct 7, 2021	Oct 6, 2022	no	CHARLOTTE, NC\|San Pedro, CA	Previous registration
CETERA ADVISOR NETWORKS LLC	Former SEC adviser	Mar 5, 2019	May 6, 2021	no	EL SEGUNDO, CA	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Oct 1, 2018	Oct 4, 2018	no	San Luis Obispo, CA	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Oct 1, 2018	Oct 4, 2018	no	SAN LUIS OBISPO, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ALLY INVEST ADVISORS	WEDBUSH SECURITIES INC.	Oct 6, 2022	Oct 6, 2022	0	Firm change	RIA to ibd
CETERA ADVISOR NETWORKS LLC	ALLY INVEST ADVISORS	May 6, 2021	Oct 7, 2021	154	Firm change	Ibd to RIA
TD AMERITRADE, INC.	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Oct 4, 2018	Oct 1, 2018	-3	Channel change	Other
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	CETERA ADVISOR NETWORKS LLC	Oct 4, 2018	Mar 5, 2019	152	Firm change	RIA to ibd

Relationships

Registered with (5)

→ WEDBUSH SECURITIES INC.Registered adviserregistration: current employment
Oct 6, 2022 to presentfactForm ADV
→ ALLY INVEST ADVISORSRegistered adviserregistration: previous registration
Oct 7, 2021 to Oct 6, 2022factForm ADV
→ CETERA ADVISOR NETWORKS LLCRegistered adviserregistration: previous registration
Mar 5, 2019 to May 6, 2021factForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Oct 1, 2018 to Oct 4, 2018factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Oct 1, 2018 to Oct 4, 2018factForm ADV

Dated events

Occurred
Oct 6, 2022
Advisor changed firm
Hugo Raynaldo Silva left Ally Invest Advisors for Wedbush Securities Inc. (registered 2022-10-06)
Form ADVobserved 6 days ago