DFX Intelligence

S•••• G•••• B•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor17 years in industry

S•••• G•••• B•••••••••

Advisor at H••••••• O•• W••••• A•••••••

Rogers, AR

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Search this name across graphsid dfx:ria:b2eac8c3-fc06-a970-951f-9a0f548dc9f2

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:44 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Sep 2, 2021 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H••••••• O•• W••••• A•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 1, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
H••••••• O•• W••••• A•••••••	Independent wealth	Apr 4, 2023	n/a	yes	Rogers, AR	Current employment
S••••• M•••••••••	Independent wealth	Sep 2, 2021	May 1, 2023	no	NORTH LITTLE ROCK, AR\|Rogers, AR	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••• M•••••••••	H••••••• O•• W••••• A•••••••	May 1, 2023	Apr 4, 2023	-27	Firm change	RIA to new firm

Team moves

••• Locked

Team	Left	Joined	From	Kind
127145:323925:AR:2023-05-01	May 1, 2023	Apr 4, 2023	ROGERS, AR	Firm change

Relationships

Registered with (2)

→ H••••••• O•• W••••• A•••••••Registered adviserregistration: current employment
Apr 4, 2023 to presentfactForm ADV
→ S••••• M•••••••••Registered adviserregistration: previous registration
Sep 2, 2021 to May 1, 2023factForm ADV

Dated events

Occurred
May 1, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b2eac8c3-fc06-a970-951f-9a0f548dc9f2
First observed: Sep 2, 2021
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.