DFX Intelligence
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H••••••• O•• W••••• A••••••• LLC, CRD 323925
SANTA ROSA BEACH, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| S•••• G•••• B••••••••• | n/a | Rogers, AR | 3 | 17 | 1 | no |
| M•••• G••••• | n/a | SANTA ROSA BEACH, FL | 1 | 22 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| G•••••• M•••• | CCO AND MANAGING MEMBER | E | yes | 10/2022 | Oct 25, 2022 | Nov 11, 2024 |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Rogers | Ar | United States | 3 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Feb 25, 2026 |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 1 | 0 | 1 | 0.0% | 0 | 0 | 0 | 2 | 1 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $347M | $290M | 19.8% | $0 | n/a | 11 | 5 | 1 | 1 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| S••••• M••••••••• | 4 | May 1, 2023 | Jan 2, 2026 | NORTH LITTLE ROCK, AR | Team lift out | RIA to new firm | 5.3% |
| no |
| S••• A••• M•••• | n/a | SANTA ROSA BEACH, FL | Rogers, AR | 0 | 10 | n/a | no |
| C•••• R••••• L••••••• | n/a | Rogers, AR | 0 | 10 | 1 | no |
| R••• M•••••• M•••••• | n/a | Rogers, AR | SANTA ROSA BEACH, FL | 0 | 10 | n/a | no |
| $347M |
| $347M |
| 11 |
| 5 |
| 1 |
| 4 |
| n/a |
| 2024 | Apr 15, 2025 | $290M | $290M | 5 | 5 | 1 | 1 | n/a |
| 2023 | Mar 5, 2024 | $178M | $178M | 5 | 5 | 1 | n/a | n/a |
| 2022 | Jan 11, 2023 | $0 | $0 | 5 | 5 | 0 | n/a | n/a |