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Advisor at OPPENHEIMER & CO. INC.
THE WOODLANDS, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| OPPENHEIMER & CO. INC. | Bd affiliated wealth | Apr 23, 2021 | n/a | yes | THE WOODLANDS, TX | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Apr 7, 2016 | Apr 26, 2021 | no | THE WOODLANDS, TX | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Jul 30, 2004 | Apr 8, 2016 | no | WOODLANDS, TX|THE WOODLANDS, TX|HOUSTON, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | OPPENHEIMER & CO. INC. | Apr 26, 2021 | Apr 23, 2021 | -3 | Firm change | Wirehouse to ibd |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | WELLS FARGO ADVISORS | Apr 8, 2016 | Apr 7, 2016 | -1 | Firm change | Wirehouse to wirehouse |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 19616:249:TX:2021-04-26 | Apr 26, 2021 | Apr 23, 2021 | THE WOODLANDS, TX | Firm change |
| 7691:19616:TX:2016-04-05 | Apr 8, 2016 | Apr 7, 2016 | HOUSTON, TX | Firm change |