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RIA / WealthAdvisordual registered (broker-dealer)32 years in industry

ROBERT CHARLES LARIOS

Advisor at SAXONY CAPITAL MANAGEMENT, LLC

SAINT LOUIS, MO | Jacksonville, FL

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:05 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: May 18, 1994 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SAXONY CAPITAL MANAGEMENT, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 18, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 14derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S63|S65|S66
First exam: May 26, 1994
First registration: May 18, 1994
Dual registered: yes, broker-dealer
Other names: ROBERT LARIOS
IAPD individual key: 2470331

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SAXONY CAPITAL MANAGEMENT, LLC	Independent wealth	Oct 14, 2011	n/a	yes	SAINT LOUIS, MO\|Jacksonville, FL	Current employment
A. G. EDWARDS & SONS, INC.	n/a	Nov 15, 2002	Jan 22, 2004	no	CORAL GABLES, FL	Previous registration
UBS INTERNATIONAL INC.	n/a	Jun 3, 2002	Nov 12, 2002	no	MIAMI, FL	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	May 18, 1994	Jun 1, 2002	no	MIAMI, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
A. G. EDWARDS & SONS, INC.	SAXONY CAPITAL MANAGEMENT, LLC	Jan 22, 2004	Oct 14, 2011	2,822	Firm change after gap	Other
UBS INTERNATIONAL INC.	A. G. EDWARDS & SONS, INC.	Nov 12, 2002	Nov 15, 2002	3	Firm change	Other
UBS FINANCIAL SERVICES INC.	UBS INTERNATIONAL INC.	Jun 1, 2002	Jun 3, 2002	2	Bulk transfer	Other

Relationships

Registered with (4)

→ SAXONY CAPITAL MANAGEMENT, LLCRegistered adviserregistration: current employment
Oct 14, 2011 to presentfactForm ADV
→ A. G. EDWARDS & SONS, INC.Registered adviserregistration: previous registration
Nov 15, 2002 to Jan 22, 2004factForm ADV
→ UBS INTERNATIONAL INC.Registered adviserregistration: previous registration
Jun 3, 2002 to Nov 12, 2002factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
May 18, 1994 to Jun 1, 2002factForm ADV

Dated events

No dated event names this entity yet.