DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Robert Charles Larios

Saxony Capital Management, LLCindependent RIASaint Louis, Mo dual registrantIAPD 2470331

Feed of 09/15/2026

Also filed as Robert Larios

At current firm

14 y

since Oct 14, 2011

In the industry

32 y

since May 18, 1994 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Saxony Capital Management, LLC independent RIA current
since Oct 14, 2011 · Saint Louis, Mo
A. G. Edwards & Sons, Inc. unclassified
Nov 15, 2002 to Jan 22, 2004 · Coral Gables, Fl
UBS International Inc. unclassified
Jun 3, 2002 to Nov 12, 2002 · Miami, Fl
UBS Financial Services Inc. wirehouse
May 18, 1994 to Jun 1, 2002 · Miami, Fl

Moves

a registration end followed by a registration begin elsewhere

A. G. Edwards & Sons, Inc. to Saxony Capital Management, LLC
left Jan 22, 2004, registered Oct 14, 2011 (2822 days) · Other
UBS International Inc. to A. G. Edwards & Sons, Inc.
left Nov 12, 2002, registered Nov 15, 2002 (3 days) · Other
UBS Financial Services Inc. to UBS International Inc.
left Jun 1, 2002, registered Jun 3, 2002 (2 days) · corporate re-registration, not a move

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 32derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address