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RIA / WealthAdvisor33 years in industry

ROBERT MICHAEL KELLEY

Advisor at MMA SECURITIES LLC

Boston, MA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:05 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Oct 21, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MMA SECURITIES LLC
Current firm class: no raum reportedderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 27, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Jan 27, 1993
First registration: Oct 21, 2005
Dual registered: no
Other names: ROB KELLEY
IAPD individual key: 2312955

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MMA SECURITIES LLC	No RAUM reported	Feb 7, 2020	n/a	yes	Boston, MA	Current employment
WORKPLACE FINANCIAL ADVISORS, LLC	n/a	Oct 26, 2018	Dec 31, 2019	no	AUBURNDALE, MA	Previous registration
L.M. KOHN & COMPANY	Former SEC adviser	Feb 6, 2006	Dec 31, 2017	no	NORFOLK, MA\|NORFOLK, MA\|CINCINNATI, OH\|CINCINNATI, OH	Previous registration
RETIREMENT EDUCATORS	n/a	Oct 21, 2005	Dec 15, 2005	no	NORFOLK, MA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WORKPLACE FINANCIAL ADVISORS, LLC	MMA SECURITIES LLC	Dec 31, 2019	Feb 7, 2020	38	Firm change	Other
L.M. KOHN & COMPANY	WORKPLACE FINANCIAL ADVISORS, LLC	Dec 31, 2017	Oct 26, 2018	299	Firm change	Other
RETIREMENT EDUCATORS	L.M. KOHN & COMPANY	Dec 15, 2005	Feb 6, 2006	53	Firm change	Other

Relationships

Registered with (4)

→ MMA SECURITIES LLCRegistered adviserregistration: current employment
Feb 7, 2020 to presentfactForm ADV
→ WORKPLACE FINANCIAL ADVISORS, LLCRegistered adviserregistration: previous registration
Oct 26, 2018 to Dec 31, 2019factForm ADV
→ L.M. KOHN & COMPANYRegistered adviserregistration: previous registration
Feb 6, 2006 to Dec 31, 2017factForm ADV
→ RETIREMENT EDUCATORSRegistered adviserregistration: previous registration
Oct 21, 2005 to Dec 15, 2005factForm ADV

Dated events

No dated event names this entity yet.