RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- M•• S••••••••• L•• no RAUM currentsince Feb 7, 2020 · Boston, Ma
- W•••••••• F•••••••• A•••••••• L•• unclassifiedOct 26, 2018 to Dec 31, 2019 · Auburndale, Ma
- L••• K••• • C•••••• formerFeb 6, 2006 to Dec 31, 2017 · Norfolk, Ma
- R••••••••• E•••••••• unclassifiedOct 21, 2005 to Dec 15, 2005 · Norfolk, Ma
- W•••••••• F•••••••• A•••••••• L•• to M•• S••••••••• L••left Dec 31, 2019, registered Feb 7, 2020 (38 days) · Other
- L••• K••• • C•••••• to W•••••••• F•••••••• A•••••••• L••left Dec 31, 2017, registered Oct 26, 2018 (299 days) · Other
- R••••••••• E•••••••• to L••• K••• • C••••••left Dec 15, 2005, registered Feb 6, 2006 (53 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address