DFX Intelligence

K••• I••••••••• H•••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

K••• I••••••••• H•••••••• L••

CRD 174350

NEW YORK, NY

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Search this name across graphsid dfx:ria:b31b4a88-f29f-1e01-17be-735a7e5e81a6

Data as of May 18, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:32 PM UTC and rebuilt at most every 15 minutes.

Relationships: 17
Dated events: 15
On other graphs: 2
Observed: Feb 6, 2015 to May 18, 2026
27 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

K••• I••••••••• H•••••••• L••

Private equity manager · shared crd

Independent Sponsorsidentity

K••• I••••••••• H•••••••• L••

Capital provider to sponsors · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $1.4B••• Locked
Discretionary RAUM: $0
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 18

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
K••• I••••••••• H••••••• L••	Private Equity Fund	$875M	Mar 28, 2024	6	Mar 26, 2019	reported	n/a
K••• I••••••••• F••• P••••••• I• L•	Private Equity Fund	$15.3M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B•••• W•••••• C•••••	DIRECTOR OF PARENT COMPANY	Na	yes	02/2018	Feb 13, 2018	Mar 28, 2024
C••••••• S••••••	DIRECTOR OF PARENT COMPANY	Na	yes	09/2023	Mar 28, 2024	Mar 28, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
H• R• L•••	n/a	n/a	n/a	N	yes	n/a
K••• I••••••••• G• L••	n/a	n/a	n/a	N	yes	n/a
W••••• C••••• B•••	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.4B	$1.2B	19.9%	$700M	25.8%	18	17	0	0

Relationships

Advises (2)

→ K••• I••••••••• F••• P••••••• I• L•Private fundPrivate Equity Fund, IA
Feb 13, 2018 to presentfactForm ADV
→ K••• I••••••••• H••••••• L••Private fundPrivate Equity Fund, IA
Mar 26, 2019 to presentfactForm ADV

Controls (15)

← J••••••• R•••••• S••••OwnerCHIEF EXECUTIVE OFFICER / CHIEF INVESTMENT OFFICER OF PARENT COMPANY, ownership code NA, individual
Feb 6, 2015 to Mar 28, 2024factForm ADV
←

Dated events

Occurred
Mar 31, 2025
Regulatory AUM changed
K••• I••••••••• H•••••••• L•• reported RAUM $1.2B, up 31% from $890.3M (2025-01-02 to 2025-03-31)
Form ADVobserved 7 days ago
$273M
Occurred
Mar 28, 2024
Regulatory AUM changed
K••• I••••••••• H•••••••• L•• reported RAUM $890.3M, up 27% from $699.9M (2023-06-30 to 2024-03-28)
Form ADVobserved 7 days ago
$190M
Occurred
Mar 28, 2024
Control person joined
S•••••• C•••••• (Director Of Parent Company) appeared on Schedule A of K••• I••••••••• H•••••••• L••
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b31b4a88-f29f-1e01-17be-735a7e5e81a6
First observed: Feb 6, 2015
Last observed: May 18, 2026 4 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.