DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
K••• I••••••••• H•••••••• L••
Latest filing May 18, 2026
First filing on the tape Feb 6, 2015 · 27 filings
SEC status approved since Feb 13, 2015
RAUM
$1.4B
reported, Item 5.F
Discretionary
0.0%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
18
7 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
27 filings and snapshots on the tape
RAUM$1.4B as of May 18, 2026
Sep 23, 2015$147M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of May 18, 2026
Sep 23, 20150 then
Employees (5.A)18 as of May 18, 2026
Sep 23, 20155 then
Private funds1 as of May 18, 2026
Mar 27, 20181 then
RAUM +20% over the last fiscal year+26% a year over threeIARs 0 to 0
Practice profile
derived from the filing of May 18, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $1.4BderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 0.0%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +20%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $1.4B, 1 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$1.4B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $1.4B for 1 clientsreported
- Compensation
- performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
2 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| K••• I••••••••• H••••••• L•• | Private Equity Fund | $875M | 6 | Mar 26, 2019 |
| K••• I••••••••• F••• P••••••• I• L• | Private Equity Fund | $15.3M | 1 | Feb 13, 2018 |
Owners and control persons
Schedule A and B, latest filing
- B•••• W•••••• C••••• · Director Of Parent Companycontrolsince 02/2018 · owns less than 5%
- C••••••• S•••••• · Director Of Parent Companycontrolsince 09/2023 · owns less than 5%
- C•••••• J•••••••• A••• · Director Of Parent Companycontrolsince 02/2018 · owns less than 5%
- J••••••• R•••••• S•••• · Chief Executive Officer / Chief Investment Officer Of Parent Companycontrolsince 12/2014 · owns less than 5%
- K•••••• N••••• Q•••• · Member Of Parent Companycontrolsince 01/2021 · owns less than 5%
- M•••••• G••••• W•••••• · Chief Financial Officer Of Parent Companycontrolsince 12/2014 · owns less than 5%
- P••••• N•••••••• •••• · Chief Compliance Officer / Chief Operating Officer Of Parent Companycontrolsince 12/2014 · owns less than 5%
- R•••••••• G•••••• M•••••• · Director Of Parent Companycontrolsince 02/2018 · owns less than 5%
- R•••••• C••••••• A•••••• · Chairman Of Parent Companycontrolsince 12/2014 · owns less than 5%
- S•••• S•••••••• C••••••••• · Member Of Parent Companycontrolsince 04/2019 · owns less than 5%
Entity owners
- K••• I••••••••• M••••••••• L•• · Parent Companydirect · owns 75% or more
- W•••• M•••••••• I•••••••• G••••• L••• · Shareholderindirect · owns 75% or more of W• H••••• •••••••• L••• · public reporting company
- W• H••••• •••••••• L••• · Shareholderindirect · owns 75% or more of W• I••••••••• H••••••• L•••
- W• I••••••••• H••••••• L••• · Shareholderindirect · owns 75% or more of W• R••••• L•••
- W• R••••• L••• · Memberindirect · owns 75% or more of K••• I••••••••• M••••••••• L••
Related persons
Schedule D 7.A
- H• R• L•••real estaten
- K••• I••••••••• G• L••pooled vehicle sponsorn
- W••••• C••••• B•••y
- W•••• M•••••••• I•••••••• G••••• L•••real estatey
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- low discretionary shareStatic outlier · filing May 18, 2026discretionary share of RAUM of 0% against a peer median of 100% (1506 comparable advisers, 0.0th percentile, 33.7 robust deviations)peers: asset managers, $1B to $5B (1,506) · 0.0% percentile
What changed
consecutive filings, newest first
- Accounts · 2 to 1Jan 13, 2026 to Mar 25, 2026
- Advisory employees · 6 to 7Jan 13, 2026 to Mar 25, 2026
- Pooled vehicle clients · 2 to 1Jan 13, 2026 to Mar 25, 2026
- Assets in custody · $1.2B to $1.4BJan 13, 2026 to Mar 25, 2026
- Employees · 17 to 18Jan 13, 2026 to Mar 25, 2026
- Private funds · 2 to 1Jan 13, 2026 to Mar 25, 2026
- Non-discretionary RAUM · $1.2B to $1.4BJan 13, 2026 to Mar 25, 2026
- Pooled vehicle RAUM · $1.2B to $1.4BJan 13, 2026 to Mar 25, 2026
- RAUM · $1.2B to $1.4BJan 13, 2026 to Mar 25, 2026
- Assets in custody · $890M to $1.2BJan 2, 2025 to Mar 31, 2025
- Employees · 16 to 17Jan 2, 2025 to Mar 31, 2025
- Financial planning clients · unset to Jan 2, 2025 to Mar 31, 2025
- Non-discretionary RAUM · $890M to $1.2BJan 2, 2025 to Mar 31, 2025
- Pooled vehicle RAUM · $890M to $1.2BJan 2, 2025 to Mar 31, 2025
- RAUM · $890M to $1.2BJan 2, 2025 to Mar 31, 2025
- Assets in custody · $700M to $890MJun 30, 2023 to Mar 28, 2024
- Employees · 14 to 16Jun 30, 2023 to Mar 28, 2024
- Non-discretionary RAUM · $700M to $890MJun 30, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $700M to $890MJun 30, 2023 to Mar 28, 2024
- RAUM · $700M to $890MJun 30, 2023 to Mar 28, 2024
- Assets in custody · $744M to $700MMar 29, 2022 to Mar 28, 2023
- Employees · 12 to 14Mar 29, 2022 to Mar 28, 2023
- Non-discretionary RAUM · $744M to $700MMar 29, 2022 to Mar 28, 2023
- Pooled vehicle RAUM · $744M to $700MMar 29, 2022 to Mar 28, 2023
- RAUM · $744M to $700MMar 29, 2022 to Mar 28, 2023
- Assets in custody · $463M to $744MJul 2, 2021 to Mar 29, 2022
- Non-discretionary RAUM · $463M to $744MJul 2, 2021 to Mar 29, 2022
- Pooled vehicle RAUM · $463M to $744MJul 2, 2021 to Mar 29, 2022
- RAUM · $463M to $744MJul 2, 2021 to Mar 29, 2022
- Assets in custody · $398M to $463MOct 21, 2020 to Mar 29, 2021
- Employees · 11 to 12Oct 21, 2020 to Mar 29, 2021
- Non-discretionary RAUM · $398M to $463MOct 21, 2020 to Mar 29, 2021
- Pooled vehicle RAUM · $398M to $463MOct 21, 2020 to Mar 29, 2021
- RAUM · $398M to $463MOct 21, 2020 to Mar 29, 2021
- Business name · K••• I••••••••• M••••••••• L•• to K••• I••••••••• H•••••••• L••Mar 30, 2020 to Jun 18, 2020
- Legal name · K••• I••••••••• M••••••••• L•• to K••• I••••••••• H•••••••• L••Mar 30, 2020 to Jun 18, 2020
- Succession · true to falseMar 30, 2020 to Jun 18, 2020
- BD registered reps · 2 to 0Apr 9, 2019 to Mar 30, 2020
- Assets in custody · $180M to $398MApr 9, 2019 to Mar 30, 2020
- Employees · 7 to 11Apr 9, 2019 to Mar 30, 2020
Signals
15 dated events
- K••• I••••••••• H•••••••• L•• reported RAUM $1.2B, up 31% from $890.3M (2025-01-02 to 2025-03-31)Mar 31, 2025 · RAUM change · derived
- K••• I••••••••• H•••••••• L•• reported RAUM $890.3M, up 27% from $699.9M (2023-06-30 to 2024-03-28)Mar 28, 2024 · RAUM change · derived
- S•••••• C•••••• (Director Of Parent Company) appeared on Schedule A of K••• I••••••••• H•••••••• L••Mar 28, 2024 · Control person joined · fact
- K••• I••••••••• H•••••••• L•• reported RAUM $744.2M, up 61% from $463.2M (2021-07-02 to 2022-03-29)Mar 29, 2022 · RAUM change · derived
- Davison Lee Beck (Member Of Parent Company) no longer on Schedule A of K••• I••••••••• H•••••••• L•• (listed 2020-10-21, absent 2021-03-29)Mar 29, 2021 · Control person left · inference
- Q•••• N•••• K••••• (Member Of Parent Company) appeared on Schedule A of K••• I••••••••• H•••••••• L••Mar 29, 2021 · Control person joined · fact
- K••• I••••••••• M••••••••• L•• reported succeeding to the business of Another Adviser (Form ADV Item 4)Mar 30, 2020 · Succession (Item 4) · fact
- K••• I••••••••• H•••••••• L•• reported RAUM $398.1M, up 38% from $287.6M (2019-04-09 to 2020-03-30)Mar 30, 2020 · RAUM change · derived
- Keith Brian Laibow (Director) no longer on Schedule A of K••• I••••••••• H•••••••• L•• (listed 2019-03-26, absent 2019-04-05)Apr 5, 2019 · Control person left · inference
- Joey Sherman Lau (Director) no longer on Schedule A of K••• I••••••••• H•••••••• L•• (listed 2019-03-26, absent 2019-04-05)Apr 5, 2019 · Control person left · inference
- Monique Emily Stephens (Director) no longer on Schedule A of K••• I••••••••• H•••••••• L•• (listed 2019-03-26, absent 2019-04-05)Apr 5, 2019 · Control person left · inference
- Davison Lee Beck (Member) appeared on Schedule A of K••• I••••••••• H•••••••• L••Apr 5, 2019 · Control person joined · fact
- C••••••••• S••••••• S••• (Member) appeared on Schedule A of K••• I••••••••• H•••••••• L••Apr 5, 2019 · Control person joined · fact
- K••• I••••••••• H•••••••• L•• reported RAUM $287.6M, up 96% from $147.0M (2017-09-26 to 2018-02-13)Feb 13, 2018 · RAUM change · derived
- K••• I••••••••• M••••••••• L•• filed its initial SEC registration (Form ADV)Feb 6, 2015 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- K••• I••••••••• H•••••••• L•• · Independent Sponsorsshared crd · capital_provider
- K••• I••••••••• H•••••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/kudu-investment-management-llcreportedpublic record, Form ADV, Sep 18, 2026
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 212-257-6422reportedpublic record, Form ADV, May 18, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026