DFX Intelligence

S•••• K•••••• K•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst13 years in industry

S•••• K•••••• K•••••

Advisor at N•••••• G•••• C••••••••• L••

Seminole, FL | LAKE MARY, FL

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Search this name across graphsid dfx:ria:b3251502-4118-60f2-8661-05ffb08adb7b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:41 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Apr 27, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N•••••• G•••• C••••••••• L••
Current firm class: institutional managerderived
Book size: not public••• Locked
Industry start: May 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N•••••• G•••• C••••••••• L••	Institutional manager	Jan 2, 2025	n/a	yes	Seminole, FL\|LAKE MARY, FL	Current employment
K••••• A••••••• S•••••••• L••	Bd affiliated wealth	Apr 21, 2016	Feb 16, 2022	no	Bingham Farms, MI

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
K••••• A••••••• S•••••••• L••	N•••••• G•••• C••••••••• L••	Feb 16, 2022	Jan 2, 2025	1,051	Firm change after gap	Other
N•• A•••••• S•••••••• L••	K••••• A••••••• S•••••••• L••	Sep 22, 2016	Apr 21, 2016

Relationships

Registered with (3)

→ N•••••• G•••• C••••••••• L••Registered adviserregistration: current employment
Jan 2, 2025 to presentfactForm ADV
→ K••••• A••••••• S•••••••• L••Registered adviserregistration: previous registration
Apr 21, 2016 to Feb 16, 2022factForm ADV
→ N•• A•••••• S•••••••• L••Registered adviserregistration: previous registration
Apr 27, 2015 to Sep 22, 2016factForm ADV

Dated events

Occurred
Feb 16, 2022
A•••••• firm change
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b3251502-4118-60f2-8661-05ffb08adb7b
First observed: Apr 27, 2015
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.