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M•••••• M•••• P•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)13 years in industry

M•••••• M•••• P•••••

Advisor at V•••••• A•••••••• I•••

Falmouth, ME

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Search this name across graphsid dfx:ria:b3281084-8b25-be57-3607-a1b888d04a32

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:30 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Oct 1, 2024 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: V•••••• A•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jun 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
V•••••• A•••••••• I•••	Bd affiliated wealth	Nov 3, 2025	n/a	yes	Falmouth, ME	Current employment
C••••••••• W••••• P•••••••	State registered	Nov 18, 2024	Oct 28, 2025	no	NEW GLOUCESTER, ME	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••••• W••••• P•••••••	V•••••• A•••••••• I•••	Oct 28, 2025	Nov 3, 2025	6	Firm change	Other
L•• F•••••••• L••	C••••••••• W••••• P•••••••	Nov 12, 2024	Nov 18, 2024

Relationships

Registered with (3)

→ V•••••• A•••••••• I•••Registered adviserregistration: current employment
Nov 3, 2025 to presentfactForm ADV
→ C••••••••• W••••• P•••••••Registered adviserregistration: previous registration
Nov 18, 2024 to Oct 28, 2025factForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Oct 1, 2024 to Nov 12, 2024factForm ADV

Dated events

Occurred
Oct 28, 2025
Advisor changed firm
M•••••• M•••• P••••• left C••••••••• W••••• P••••••• for V•••••• A•••••••• I••• (registered 2025-11-03)
Form ADVobserved 7 days ago
Occurred
Nov 12, 2024
Advisor changed firm
M•••••• M•••• P••••• left L•• F•••••••• L•• for C••••••••• W••••• P••••••• (registered 2024-11-18)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b3281084-8b25-be57-3607-a1b888d04a32
First observed: Oct 1, 2024
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.